March 27, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 14-89 RE: SEC PROPOSES RULE CHANGES CONCERNING DISCLOSURE OF OWNERSHIP IN PUBLIC COMPANIES __________________________________________________________ The SEC has proposed amendments to Rules 13d-1, 13d-2 and 13d-7 and Schedules...

- 1 - March 27, 1989 TO: PENSION MEMBERS NO. 21-89 RE: IRS NOTICE CONCERNING TAXATION OF DISTRIBUTIONS __________________________________________________________ Attached is a copy of IRS Notice 89-25, which provides guidance concerning the taxation of distributions from qualified...

March 23, 1989 TO: BOARD OF GOVERNORS NO. 18-89 RE: NOTICE OF MEETING - WEDNESDAY, MAY 24, 1989 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Wednesday, May 24, 1989, commencing at 1:00 p.m. with lunch in the...

March 23, 1989 TO: PENSION MEMBERS NO. 20-89 RE: REVISIONS TO 5500 SERIES OF FORMS __________________________________________________________ In September 1986, the Internal Revenue Service, the Department of Labor and the Pension Benefit Guaranty Corporation proposed revisions to the...

March 22, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 16-89 RE: TENNESSEE PROPOSES INVESTMENT ADVISER REGULATIONS __________________________________________________________ The Division of Securities of the Tennessee Department of Commerce and Insurance has proposed the attached...

March 22, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 13-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: MEETING REMINDER AND AGENDA - MARCH 30, 1989 __________________________________________________________ This is to remind you that the Accounting/Treasurers Committee and the...

March 22, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 15-89 RE: INSTITUTE DISMISSES LAWSUIT AGAINST OKLAHOMA __________________________________________________________ As of February 24, 1989, the Institute officially dismissed its lawsuit against the Oklahoma Securities Commission...

March 22, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 25-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 24-89 RE: FLORIDA BILL TO REVISE INTANGIBLES TAX __________________________________________________________ The attached bill was recently introduced in the Florida legislature to revise...

March 22, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 13-89 RE: NOTICE OF MEETING, FRIDAY, APRIL 28, 1989 __________________________________________________________ A meeting of your committee has been scheduled for 10:00 a.m. on Friday, April 28, 1989. The meeting will be held in...

March 22, 1989 TO: CLOSED-END FUND COMMITTEE NO. 7-89 RE: PSE PERMITS SECOND TIER FEE SCHEDULE FOR CLOSED-END FUND FAMILIES __________________________________________________________ The Pacific Stock Exchange filed a proposed rule change with the Securities and Exchange Commission...