April 6, 1989 TO: CLOSED-END FUND COMMITTEE NO. 9-89 RE: DRAFT AGENDA FOR CLOSED-END FUND COMMITTEE MEETING __________________________________________________________ Attached is the draft agenda for the Closed-End Fund Committee meeting scheduled for Wednesday, April 19, 1989, at 10...

April 5, 1989 TO: OPERATIONS COMMITTEE NO. 6-89 RE: NOTICE OF COMMITTEE MEETING - MAY 24, 1989 __________________________________________________________ This is to inform you that the next meeting of the Operations Committee will be held on Wednesday, May 24, 1989, beginning with a...

April 5, 1989 TO: TAX COMMITTEE NO. 3-89 PENSION COMMITTEE NO. 2-89 RE: AGENDAS FOR THE TAX AND PENSION COMMITTEE MEETINGS - APRIL 13, 1989 __________________________________________________________ Attached are copies for both the Tax and Pension Committee meetings on Thursday, April...

April 5, 1989 TO: SEC RULES COMMITTEE NO. 20-89 RE: SEC RULES COMMITTEE MEETING AGENDA __________________________________________________________ Attached is the tentative agenda for the SEC Rules Committee meeting on Wednesday, April 12 at 10:00 a.m. at the Vista Hotel. We look...

April 4, 1989 TO: CLOSED-END FUND COMMITTEE NO. 8-89 SEC RULES COMMITTEE NO. 19-89 ACCOUNTING/TREASURERS COMMITTEE NO. 14-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: SEC ADOPTS INVESTMENT COMPANY ACT RULE 30b1-3 SPECIFYING FORM N-SAR FILING REQUIREMENTS FOR FUNDS THAT CHANGE THEIR...

April 3, 1989 TO: BOARD OF GOVERNORS NO. 21-89 FEDERAL LEGISLATION MEMBERS NO. 6-89 FEDERAL LEGISLATION COMMITTEE NO. 5-89 RE: SEC-PROPOSED LEGISLATION INTRODUCED IN CONGRESS __________________________________________________________ At the request of the SEC, legislation dealing with...

April 3, 1989 TO: BOARD OF GOVERNORS NO. 20-89 SEC RULES COMMITTEE NO. 18-89 RE: INSTITUTE SUGGESTIONS TO SEC STAFF REGARDING PENDING REGULATORY MATTERS __________________________________________________________ As you know, the Institute regularly requests SEC staff action regarding...

April 3, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 15-89 RE: RESALE TRADING EXEMPTION IN SOUTH DAKOTA __________________________________________________________ The Institute has recently received a copy of an interpretive opinion issued by the South Dakota Department of Commerce...

April 3, 1989 TO: CONTRACTUAL PLANS COMMITTEE NO. 1-89 RE: 1988 CONTRACTUAL PLANS STATISTICS __________________________________________________________ As you know, each year the Institute collects contractual plans sales and redemption statistics in order that we can compile the...

March 31, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 18-89 RE: INSTITUTE SUBMITS COMMENTS ON PROPOSED TENNESSEE INVESTMENT ADVISER REGULATIONS __________________________________________________________ In the attached letter, the Institute commented on several proposed Tennessee...