March 21, 1989 TO: SEC RULES COMMITTEE NO. 17-89 CLOSED-END FUND COMMITTEE NO. 6-89 INVESTMENT ADVISERS COMMITTEE NO. 14-89 RE: SEC PROPOSES RULE CHANGES CONCERNING DISCLOSURE OF OWNERSHIP IN PUBLIC COMPANIES __________________________________________________________ The SEC has...

March 21, 1989 TO: STATE LIAISON COMMITTEE NO. 2-89 RE: NOTICE OF STATE LIAISON COMMITTEE MEETING, APRIL 27, 1989 __________________________________________________________ A meeting of the State Liaison Committee has been scheduled for 12 noon on Thursday, April 27, 1989. This...

March 21, 1989 TO: SEC RULES MEMBERS NO. 19-89 RE: SEC DENIES NO-ACTION REQUEST OF BANK COMMON TRUST FUND THAT RECEIVES MONIES FROM OTHER COMMON TRUST FUNDS __________________________________________________________ The Division of Investment Management has denied a no- action request...

March 20, 1989 TO: OPERATIONS MEMBERS NO. 12-89 PENSION MEMBERS NO. 19-89 TAX MEMBERS NO. 11-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 6-89 RE: 1989 INSTRUCTIONS FOR IRS FORMS 1099, 1098, 5498, 1096, AND W-2G __________________________________________________________...

March 20, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 13-89 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT FUND/SERV PARTICIPANTS __________________________________________________________ Attached is a copy of the Registration Status Report as of...

- 1 - March 20, 1989 TO: PENSION MEMBERS NO. 17-89 INVESTMENT ADVISER MEMBERS NO. 24-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 23-89 RE: DEPARTMENT OF LABOR LETTER CONCERNING TENDER OFFERS INVOLVING PLAN INVESTMENTS HELD IN INDIVIDUALLY DIRECTED ACCOUNTS ____________________________...

March 20, 1989 TO: PENSION MEMBERS NO. 18-89 RE: 1989 IRS FORM W-2P __________________________________________________________ Attached is a copy of the 1989 IRS Form W-2P, Statement for Recipients of Annuities, Pensions, Retired Pay, or IRA Payments. The major change to the form...

March 20, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 14-89 RE: 1. ACAT-FUND/SERV INTERFACE BUSINESS PLAN 2. FUND/SERV EXTENDED CORRECTION PROCESSING __________________________________________________________ 1. Attached please find the NSCC Business Plan for the ACATS- Fund/SERV...

March 17, 1989 TO: CLOSED-END FUND COMMITTEE NO. 5-89 RE: NOTICE OF CLOSED-END FUND COMMITTEE MEETING, APRIL 19, 1989 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Wednesday, April 19, 1989...

March 20, 1989 TO: BOARD OF GOVERNORS NO. 17-89 FEDERAL LEGISLATION MEMBERS NO. 5-89 FEDERAL LEGISLATION COMMITTEE NO. 4-89 RE: SEC'S "INTERNATIONAL SECURITIES ENFORCEMENT COOPERATION ACT OF 1989" INTRODUCED IN HOUSE OF REPRESENTATIVES _________________________________________________...