January 6, 1989 TO: TAX MEMBERS NO. 2-89 OPERATIONS MEMBERS NO. 3-89 UNIT INVESTMENT TRUST MEMBERS NO. 2-89 CLOSED-END FUND MEMBERS NO. 3-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 2-89 ACCOUNTING/TREASURERS COMMITTEE NO. 3-89 RE: IRS ANNOUNCEMENT ON FORM 1099-DIV FOR 1989 _...

January 5, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 2-89 SEC RULES COMMITTEE NO. 1-89 BROKER/DEALER ADVISORY COMMITTEE NO. 1-89 RE: ICI COMMENTS ON NASD PROPOSAL ON CUSTOMER ACCOUNT INFORMATION __________________________________________________________ Attached is an Institute...

January 4, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 1-89 RE: ICI COMMENTS ON PROPOSED REGULATION S __________________________________________________________ The Institute filed the attached comment letter with the SEC on its proposed Regulation S intended to clarify the...

January 3, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 1-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 1-89 INVESTMENT ADVISER GUIDE RECIPIENTS RE: DISCLOSURE REPORTING PAGE TO FORM U-4 __________________________________________________________ As described in the attached NASD Notice to...

January 3, 1989 TO: TAX COMMITTEE NO. 1-89 RE: AGENDA FOR TAX COMMITTEE MEETING - JANUARY 11, 1989 __________________________________________________________ Attached is the agenda for the Tax Committee Meeting on Wednesday, January 11, 1989, at 10:00 a.m. This meeting will be held at...