February 15, 1989 TO: EXECUTIVE COMMITTEE NO. 2-89 AUDIT COMMITTEE NO. 1-89 RE: MONTHLY FINANCIAL REPORTS __________________________________________________________ Enclosed is a copy of the financial statements of the Investment Company Institute for the fourth month ending January...

February 15, 1989 TO: PENSION MEMBERS NO. 10-89 RE: IRS REVENUE RULING CONCERNING PARTICIPANT LOANS __________________________________________________________ Attached is a copy of IRS Revenue Ruling 89-14, which addresses the status of a participant loan at an unreasonably low...

February 14, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 10-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING JANUARY, 1989 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending January, 1989. We will continue...

February 14, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 11-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 10-89 RE: NASD RULE CONCERNING BONA FIDE RESEARCH APPROVED BY SEC __________________________________________________________ As we have previously informed you, the SEC adopted a...

February 14, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 3-89 RE: News media contact list __________________________________________________________ Enclosed is the latest updated version of our print news media contact list. This is not a comprehensive list of the sort that exists in...

February 14, 1989 TO: BOARD OF GOVERNORS NO. 9-89 FEDERAL LEGISLATION COMMITTEE NO. 2-89 FEDERAL LEGISLATION MEMBERS NO. 3-89 RE: NEW BANKING COMMITTEE CHAIRMAN GONZALEZ OPPOSES FED ON SECTION 20 POWERS FOR BANKS __________________________________________________________ In a strongly...

February 14, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 14-89 RE: STATE REGISTRATION FEE SURVEY __________________________________________________________ We are again mailing to your attention, a survey form designed to collect registration fee data by state and the cost of...

February 14, 1989 TO: BOARD OF GOVERNORS NO. 10-89 FEDERAL LEGISLATION COMMITTEE NO. 3-89 FEDERAL LEGISLATION MEMBERS NO. 4-89 RE: DIXON REINTRODUCES PROXMIRE BANKING BILL __________________________________________________________ Senator Alan Dixon (D-IL) introduced S.305, the...

February 14, 1989 TO: BOARD OF GOVERNORS NO. 8-89 FEDERAL LEGISLATION COMMITTEE NO. 1-89 FEDERAL LEGISLATION MEMBERS NO. 2-89 RE: DODD "FINANCIAL MODERNIZATION AND SAFE BANK ACT" __________________________________________________________ Senate Securities Subcommittee Chairman...

February 13, 1989 TO: CLOSED-END FUND MEMBERS NO. 10-89 RE: SEC STAFF REQUESTS DISCUSSION CONCERNING CLOSED-END FUND ISSUER'S TENDER OFFERS __________________________________________________________ The Institute recently received the attached letter from the staff of the Securities...