February 22, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 17-89 RE: SPONSOR'S DUTY TO DELIVER PROSPECTUSES __________________________________________________________ We previously sent you a copy of an interpretive opinion from the staff of the SEC, in which the staff affirmed its view...

February 21, 1989 TO: PENSION MEMBERS NO. 13-89 RE: REVISED IRS PUBLICATIONS 560 AND 590 __________________________________________________________ Attached are copies of IRS Publication 560, Self-Employed Retirement Plans, and Publication 590, Individual Retirement Arrangements, for...

February 21, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 11-89 RE: IMPORTANT DATES FOR 1989 __________________________________________________________ In order to assist you in setting your schedule for the coming year, we have set the following dates for Broker/Dealer Advisory...

February 17, 1989 TO: BOARD OF GOVERNORS NO. 12-89 MEMBERS - ONE PER COMPLEX NO. 4-89 ACCOUNTING/TREASURERS MEMBERS NO. 2-89 OPERATIONS MEMBERS NO. 10-89 SEC RULES MEMBERS NO. 13-89 SMALL FUNDS MEMBERS NO. 1-89 RE: 1989 BOOKS & RECORDS WORKSHOPS _______________________________________...

February 17, 1989 TO: BOARD OF GOVERNORS NO. 13-89 CLOSED-END FUND MEMBERS NO. 12-89 SEC RULES MEMBERS NO. 14-89 UNIT INVESTMENT TRUST MEMBERS NO. 16-89 RE: RECENT ACTIONS OF FEDERAL BANK REGULATORS __________________________________________________________ The Comptroller of the...

February 17, 1989 TO: PENSION MEMBERS NO. 11-89 RE: IRS PROPOSED REGULATIONS CONCERNING MINIMUM PARTICIPATION STANDARDS __________________________________________________________ Attached is a copy of the IRS proposed regulations issued under section 401(a)(26), which was added to the...

February 17, 1989 TO: BOARD OF GOVERNORS NO. 11-89 ACCOUNTING/TREASURERS MEMBERS NO. 1-89 CLOSED-END FUND MEMBERS NO. 11-89 OPERATIONS MEMBERS NO. 9-89 SEC RULES MEMBERS NO. 12-89 UNIT INVESTMENT TRUST MEMBERS NO. 15-89 INDEPENDENT ACCOUNTANTS ADVISORY COMMITTEE RE: FASB ISSUES SFAS...

February 17, 1989 TO: PENSION MEMBERS NO. 12-89 RE: IRS ANNOUNCEMENT CONCERNING IRA DEDUCTIONS FOR MARRIED INDIVIDUALS WHO FILE SEPARATELY __________________________________________________________ Attached is a copy of IRS Announcement 89-20, which explains the impact of the...

February 16, 1989 TO: DIRECT MARKETING COMMITTEE NO. 6-89 MARKETING COMMITTEE NO. 4-89 PUBLIC INFORMATION COMMITTEE NO. 4-89 RESEARCH COMMITTEE NO. 3-89 SALES FORCE MARKETING COMMITTEE NO. 5-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 4-89 RE: SITE AND PROGRAM FOR FUTURE JOINT WINTER...

February 15, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 12-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 11-89 RE: MONTANA ADOPTS UNETHICAL PRACTICES RULES FOR INVESTMENT ADVISERS __________________________________________________________ Effective January 16, 1989, the State Auditor and...