March 17, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 23-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 22-89 RE: GEORGIA REQUIRES REGISTRATION OF INVESTMENT ADVISERS __________________________________________________________ We have just received the attached Commissioner's Release No. 59...

March 16, 1989 TO: SEC RULES COMMITTEE NO. 16-89 RE: NOTICE OF SEC RULES COMMITTEE MEETING, APRIL 12, 1989 __________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for 10:00 a.m. on Wednesday, April 12, 1989. This meeting will...

March 16, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 13-89 RE: NOTICE OF MEETING, WEDNESDAY, APRIL 12, 1989 __________________________________________________________ A meeting of your committee has been scheduled for Wednesday, April 12, 1989 at 1:30 p.m. following a joint luncheon...

March 16, 1989 TO: TAX COMMITTEE NO. 2-89 PENSION COMMITTEE NO. 1-89 RE: NOTICE OF MEETINGS, THURSDAY, APRIL 13, 1989 __________________________________________________________ The Tax and Pension Committee meetings have been scheduled for Thursday, April 13, 1989 at 10:00 a.m. and 1...

March 15, 1989 TO: SEC RULES MEMBERS NO. 18-89 CLOSED-END FUND MEMBERS NO. 16-89 INVESTMENT ADVISER MEMBERS NO. 22-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 21-89 RE: INSTITUTE COMMENTS ON SEC PROPOSED AMENDMENTS TO SECTION 16 RULES __________________________________________________...

- 1 - March 15, 1989 TO: PENSION MEMBERS NO. 16-89 RE: IRS REVISES PUBLICATION CONCERNING SECTION 403(b) ARRANGEMENTS __________________________________________________________ Attached is a copy of the December 1988 revision of IRS Publication 571, Tax-Sheltered Annuity Programs for...

- 1 - March 14, 1989 TO: TAX MEMBERS NO. 9-89 RE: FINAL REGULATIONS PRESCRIBING DIVERSIFICATION REQUIREMENTS FOR VARIABLE ANNUITY CONTRACTS __________________________________________________________ The attached IRS final regulations prescribe diversification requirements for variable...

March 14, 1989 TO: DIRECT MARKETING COMMITTEE NO. 9-89 PUBLIC INFORMATION COMMITTEE NO. 7-89 SALES FORCE MARKETING COMMITTEE NO. 9-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 7-89 RE: Committee Meeting Schedule __________________________________________________________ The next...

March 14, 1989 TO: PENSION MEMBERS NO. 15-89 RE: IRS NOTICE CONCERNING CORRECTIVE DISTRIBUTIONS UNDER TAMRA __________________________________________________________ As you know, the Technical and Miscellaneous Revenue Act of 1988 (TAMRA) retroactively amended section 402(g)(2) of...

March 14, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 7-89 OPERATIONS MEMBERS NO. 11-89 SEC RULES MEMBERS NO. 17-89 TAX MEMBERS NO. 10-89 ACCOUNTING/TREASURERS COMMITTEE NO. 12-89 RE: PORTFOLIO COMPLIANCE WORKSHOPS __________________________________________________________ The Institute is...