January 24, 1989 TO: SEC RULES COMMITTEE NO. 6-89 SEC RULES COMMITTEE SUBCOMMITTEE ON ADVERTISING RE: FEBRUARY SUBCOMMITTEE MEETING -- CHANGE IN MEETING DATE __________________________________________________________ The date of the February meeting of the SEC Rules Committee...

January 24, 1989 TO: CLOSED-END FUND COMMITTEE NO. 2-89 SEC RULES COMMITTEE NO. 7-89 UNIT INVESTMENT TRUST COMMITTEE NO. 3-89 ACCOUNTING/TREASURERS COMMITTEE NO. 7-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: FASB MOVES TOWARD ISSUANCE OF FINAL STATEMENT AMENDING SFAS NO. 95; SEC...

- 1 - January 24, 1989 TO: BOARD OF GOVERNORS NO. 6-89 STATE SECURITIES MEMBERS NO. 4-89 UNIT INVESTMENT TRUST MEMBERS NO. 10-89 RE: MICHIGAN ADOPTS BLUE CHIP EXEMPTION AND INCREASES REGISTRATION FEES __________________________________________________________ Currently, all mutual...

January 23, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 8-89 RE: SEC LETTER ON PROSPECTUS DELIVERY REQUIREMENTS __________________________________________________________ Attached are a recent request for an interpretive opinion from the SEC with regard to prospectus delivery...

January 23, 1989 TO: CLOSED-END FUND MEMBERS NO. 6-89 UNIT INVESTMENT TRUST MEMBERS NO. 9-89 STATE SECURITIES MEMBERS NO. 3-89 RE: MASSACHUSETTS INCREASES REGISTRATION FEES __________________________________________________________ The Institute has learned that Massachusetts has...

January 19, 1989 TO: BOARD OF GOVERNORS NO. 5-89 CLOSED-END FUND COMMITTEE NO. 1-89 SEC RULES COMMITTEE NO. 5-89 UNIT INVESTMENT TRUST COMMITTEE NO. 2-89 RE: FED APPLICATIONS TO UNDERWRITE AND DEAL IN DEBT AND EQUITY SECURITIES _________________________________________________________...

January 19, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 5-89 RE: 1. FUND/SERV STATUS REPORT 2. PENDING PROJECTS FOR FUND/SERV AND NETWORKING __________________________________________________________ For your information, attached is the Fund/SERV Status Report for the month ending...

January 18, 1989 TO: PENSION MEMBERS NO. 2-89 RE: IRS REVENUE PROCEDURE REVISING USER FEE SCHEDULE __________________________________________________________ Attached is a copy of Revenue Procedure 89-4, which revises the schedule of user fees for rulings, opinion letters...

January 18, 1989 TO: OPERATIONS COMMITTEE NO. 3-89 RE: NOTICE OF MEETING - MARCH 11, 1989 __________________________________________________________ This is to advise you that the next Operations Committee Meeting will be held on Saturday, March 11, 1989 at 8:30 a.m. at Marriott's...

@ 1 @ January 18, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 7-89 SEC RULES COMMITTEE NO. 4-89 AD HOC SUBCOMMITTEE ON YIELD RE: YIELD QUOTATIONS ON MARKET DISCOUNT MUNICIPAL BONDS __________________________________________________________ Attached is a letter from the Institute...