January 17, 1989 TO: TAX MEMBERS NO. 5-89 MONEY MARKET FUND CHIEF EXECUTIVE OFFICERS NO. 1-89 UNIT INVESTMENT TRUST MEMBERS NO. 6-89 RE: INDIANA INTANGIBLES TAX HELD UNCONSTITUTIONAL __________________________________________________________ In the attached opinion, an Indiana...

January 17, 1989 TO: SEC RULES COMMITTEE NO. 3-89 SEC RULES COMMITTEE SUBCOMMITTEE ON ADVERTISING RE: FEBRUARY 23 SUBCOMMITTEE MEETING __________________________________________________________ At the January 10 meeting of the SEC Rules Committee, members of the Committee requested...

January 16, 1989 TO: STATE SECURITIES MEMBERS NO. 2-89 BLUE SKY GUIDE RECIPIENTS RE: MINIMUM SECURITIES REGISTRATION FEE IN TENNESSEE __________________________________________________________ Section 48-2-107(b) of the Tennessee Code was amended to allow the Commissioner to establish...

January 16, 1989 TO: FEDERAL LEGISLATION MEMBERS NO. 1-89 RE: REPORT OF THE CHAIRMAN OF THE FEDERAL LEGISLATION COMMITTEE, JANUARY 1989 __________________________________________________________ Attached is a copy of the Report of the Chairman of the Federal Legislation Committee. If...

@ 1 @ January 13, 1989 TO: OPERATIONS MEMBERS NO. 7-89 SEC RULES MEMBERS NO. 3-89 RE: SEC DENIES ICI REQUEST FOR AMENDMENT OF MARGIN RULE __________________________________________________________ The SEC's Division of Market Regulation, in the attached letter dated January 9, 1989...

January 13, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 5-89 RE: IRS ANNOUNCEMENT ON REISSUANCE OF STATE AND LOCAL BONDS __________________________________________________________ The Internal Revenue Service (the "IRS") has issued the attached guidance to issuers of state and local...

January 12, 1989 TO: BOARD OF GOVERNORS NO. 3-89 RE: PROPOSED MINUTES OF OCTOBER 6, 1988 __________________________________________________________ Attached hereto is a copy of the minutes of October 6, 1988 which are proposed to be presented to the Board of Governors at its next...

- 1 - January 12, 1989 TO: BOARD OF GOVERNORS NO. 4-89 DIRECT MARKETING COMMITTEE NO. 2-89 MARKETING COMMITTEE NO. 2-89 OPERATIONS COMMITTEE NO. 2-89 SALES FORCE MARKETING COMMITTEE NO. 2-89 ACCOUNTING/TREASURERS COMMITTEE NO. 6-89 SEC RULES MEMBERS NO. 2-89 RE: INSTITUTE COMMENT...

January 12, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 3-89 RE: NOTICE OF MEETINGS - FEBRUARY 28-MARCH 1, 1989 __________________________________________________________ This is to advise you that there will be a two-day meeting of the Broker/Dealer Advisory Committee on February...

January 12, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 4-89 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of December 30...