March 20, 1989
TO: BROKER/DEALER ADVISORY COMMITTEE NO. 13-89
FUND/SERV PARTICIPANTS
RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT
FUND/SERV PARTICIPANTS
__________________________________________________________
Attached is a copy of the Registration Status Report as of
February 28, 1989. Please note that due to a print error, the
as-of date in the upper right-hand corner inaccurately reflects
the date of 03/08/89.
This report is sent to us by the National Securities
Clearing Corporation (NSCC) for distribution to participants.
The NSCC, as in the past, requests that questions regarding this
report be directed to Mr. Michael Molloy, Vice President of
Marketing, at 212/510-0475.
Future end-of-month reports will continue to be sent to you
as we receive them.
Donald E. O'Connor
Vice President - Operations
Attachment