April 11, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 10-89 RE: Agenda For Upcoming Meeting on April 26, 1989 __________________________________________________________ Attached is a copy of the agenda for the upcoming Public Information Committee meeting to be held at the University...

April 11, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 17-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING MARCH, 1989 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending March, 1989. We will continue to...

- 1 - April 10, 1989 TO: TAX COMMITTEE NO. 4-89 ACCOUNTING/TREASURERS COMMITTEE NO. 15-89 RE: INSTITUTE COMMENTS ON SECTION 851(g) DESIGNATED HEDGES __________________________________________________________ As you know, section 851(g) was added to the Code by the Conference Report to...

April 10, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 19-89 RE: OKLAHOMA ADOPTS PROPOSED PERMANENT INVESTMENT ADVISER RULES __________________________________________________________ The Oklahoma Securities Commission has recently adopted proposed permanent rules concerning investment...

April 7, 1989 TO: BOARD OF GOVERNORS NO. 23-89 SEC RULES MEMBERS NO. 20-89 12b-1 AD HOC COMMITTEE RE: NASD NOTICE REGARDING MISUSE OF NO-LOAD TERMINOLOGY __________________________________________________________ The attached Notice to NASD members states that the NASD has received a...

April 7, 1989 TO: SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 9-89 RE: Agenda for Next Meeting; Minutes of Last Meeting __________________________________________________________ Enclosed, along with the minutes of the Winter 1989 meeting, is a preliminary agenda for the upcoming Spring...

April 7, 1989 TO: CLOSED-END FUND MEMBERS NO. 17-89 RE: MEETING WITH STAFF ON ISSUER TENDER OFFERS _________________________________________________________ We previously distributed to you a copy of a letter received by the Institute from the staff of the Securities and Exchange...

April 6, 1989 TO: BOARD OF GOVERNORS NO. 22-89 MARKETING COMMITTEE NO. 7-89 DIRECT MARKETING COMMITTEE NO. 11-89 SALES FORCE MARKETING COMMITTEE NO. 11-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 8-89 PUBLIC INFORMATION COMMITTEE NO. 9-89 RESEARCH COMMITTEE NO. 8-89 SMALL FUNDS...

April 6, 1989 TO: STATE SECURITIES MEMBERS NO. 10-89 UNIT INVESTMENT TRUST MEMBERS NO. 20-89 RE: MICHIGAN'S FORM FOR CLAIMING THE BLUE CHIP EXEMPTION __________________________________________________________ At the request of the Michigan Securities Bureau we are again sending the...

April 6, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 16-89 RE: PLAN OF ACTION TO OBTAIN AND DEFEND STATE EXEMPTIONS FOR RESALE OF UNITS __________________________________________________________ At the meeting on March 21, 1989, the Unit Investment Trust Committee discussed problems...