April 14, 1989 TO: STATE SECURITIES MEMBERS NO. 13-89 RE: CORRECTION TO BLUE CHIP EXEMPTIONS IN SOUTH DAKOTA __________________________________________________________ As you know, last year South Dakota adopted the blue chip exemption for use by qualified mutual funds. (See...

April 14, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 9-89 OPERATIONS MEMBERS NO. 13-89 SEC RULES MEMBERS NO. 21-89 TAX MEMBERS NO. 12-89 ACCOUNTING/TREASURERS COMMITTEE NO. 16-89 RE: PORTFOLIO COMPLIANCE WORKSHOPS - SECOND NOTICE __________________________________________________________...

April 14, 1989 TO: SMALL FUNDS MEMBERS NO. 2-89 RE: COMMITTEE MEETING - MAY 24, 1989 __________________________________________________________ This is to inform you that a Small Funds* Committee Meeting has been scheduled for Wednesday, May 24, 1989 from 9:30 a.m. until 12:30 p.m. in...

April 14, 1989 TO: BOARD OF GOVERNORS NO. 24-89 STATE SECURITIES MEMBERS NO. 12-89 UNIT INVESTMENT TRUST MEMBERS NO. 21-89 RE: NEW MEXICO ADOPTS BLUE CHIP EXEMPTION __________________________________________________________ Currently, all mutual funds and unit trusts that offer their...

April 14, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 17-89 CLOSED-END FUND COMMITTEE NO. 10-89 SEC RULES COMMITTEE NO. 21-89 UNIT INVESTMENT TRUST COMMITTEE NO. 17-89 RE: SEC PROPOSAL TO CONFORM CERTAIN RULES AND FORMS TO RECENTLY ADOPTED FASB STANDARDS _____________________________...

April 13, 1989 TO: TRANSFER AGENT SHAREHOLDER ACCOUNTING ADVISORY COMMITTEE NO. 7-89 RE: NOTICE OF MEETING - APRIL 24, 1989 __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Shareholder Accounting...

April 13, 1989 TO: DIRECT MARKETING COMMITTEE NO. 12-89 PUBLIC INFORMATION COMMITTEE NO. 11-89 SALES FORCE MARKETING COMMITTEE NO. 13-89 RE: Television Usage of the Institute's 3-part Video News Release __________________________________________________________ Last spring we produced...

April 12, 1989 TO: STATE LIAISON COMMITTEE NO. 3-89 RE: TENNESSEE PROPOSES TO REPEAL INVESTMENT RESTRICTIONS AND STREAMLINE RENEWALS __________________________________________________________ The Institute has been working with the Tennessee Division of Securities for several months...

April 12, 1989 TO: STATE SECURITIES MEMBERS NO. 11-89 RE: NEBRASKA SALES REPORT FORM __________________________________________________________ As you may remember, effective August 1, 1988, Nebraska adopted a provision that allows indefinite registration of mutual fund shares. (See...

April 12, 1989 TO: SALES FORCE MARKETING COMMITTEE NO. 12-89 RE: Agenda for Meeting on April 27, 1989 __________________________________________________________ Attached is a preliminary agenda for the Sales Force Marketing Committee meeting to be held at the University Club, 1135...