SEC Rules Content

[22612] June 17, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-08SEC RULES COMMITTEE No. 40-08 RE: SEC STAFF ISSUES NO-ACTION LETTER REGARDING LIQUIDITY PROTECTED PREFERRED SHARES On June 13, 2008, the staff of the Securities and Exchange Commission issued a letter providing...

    [22599]   June 10, 2008 TO: SEC RULES COMMITTEE No. 38-08     RE: NOTICE OF DATE CHANGE FOR OCTOBER SEC RULES COMMITTEE MEETING   The extended, in-person meeting of the SEC Rules Committee previously scheduled for Wednesday, October 1st has been rescheduled for Thursday, October...

    [22559]   May 23, 2008 TO: SEC RULES COMMITTEE No. 37-08     RE: DRAFT AGENDA FOR JUNE 3RD SEC RULES COMMITTEE MEETING   As previously announced, the SEC Rules Committee meeting has been scheduled for Tuesday, June 3rd.  The meeting will take place at the Investment Company...

    [22514]   May 16, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 22-08 ETF ADVISORY COMMITTEE No. 10-08 SEC RULES COMMITTEE No. 36-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-08     RE: ICI DRAFT COMMENT LETTER ON THE SEC’S PROPOSED ANTI-FRAUD SHORT SALE RULE   As we...

    [22497]   May 6, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-08 SEC RULES COMMITTEE No. 35-08     RE: SEC COMMENTS ON ICI LETTER REQUESTING RELIEF FROM ASSET COVERAGE REQUIREMENTS FOR AMPS ISSUERS; MAY 8TH CONFERENCE CALL   As you know, the ICI previously submitted to...

    [22489]   May 5, 2008 TO: COMPLIANCE ADVISORY COMMITTEE No. 8-08 INVESTMENT ADVISERS COMMITTEE No. 9-08 SEC RULES COMMITTEE No. 34-08 SMALL FUNDS COMMITTEE No. 16-08     RE: ICI DRAFT COMMENT LETTER ON THE SEC’S PROPOSED AMENDMENTS TO PART 2 OF FORM ADV   As we previously informed...

    [22476]   May 1, 2008 TO: ETF ADVISORY COMMITTEE No. 9-08 SEC RULES COMMITTEE No. 33-08 SMALL FUNDS COMMITTEE No. 15-08 UNIT INVESTMENT TRUST COMMITTEE No. 8-08     RE: ICI DRAFT COMMENT LETTER ON THE SEC'S ETF RULE PROPOSAL; CONFERENCE CALL MAY 9TH   As we previously informed you...

    [22471]   April 30, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-08 SEC RULES COMMITTEE No. 32-08     RE: INSTITUTE SUBMITS DRAFT NO-ACTION LETTER ON LIQUIDITY PROTECTED PREFERRED STOCK   Earlier today we submitted a letter, in draft, to the Staff of the Securities and...

    [22464]   April 29, 2008 TO: SEC RULES COMMITTEE No. 31-08     RE: NOTICE OF SEC RULES COMMITTEE MEETING AND SAN FRANCISCO AND CHICAGO VIDEOCONFERENCING OPTIONS - JUNE 3, 2008   A meeting of the SEC Rules Committee has been scheduled for Tuesday, June 3rd at the offices of the...

    [22444]   DRAFT April 18, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-08 SEC RULES COMMITTEE No. 29-08 SMALL FUNDS COMMITTEE No. 14-08     RE: REPORTS ON BEST PRACTICES FOR HEDGE FUND MANAGERS AND HEDGE FUND INVESTORS; RECOMMENDATIONS OPEN FOR PUBLIC COMMENT   Earlier...