SEC Rules Content

[22936] September 29, 2008 TO: SEC RULES COMMITTEE No. 68-08 INTERNATIONAL COMMITTEE No. 25-08 SMALL FUNDS COMMITTEE No. 25-08 BROKER/DEALER ADVISORY COMMITTEE No. 34-08 TRANSFER AGENT ADVISORY COMMITTEE No. 56-08 RE: DRAFT INSTITUTE LETTER ON IOSCO POINT OF SALE ISSUES PAPER...

[22903] September 23, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 13-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-08 COMPLIANCE ADVISORY COMMITTEE No. 15-08 EQUITY MARKETS ADVISORY COMMITTEE No. 46-08 FIXED-INCOME ADVISORY COMMITTEE No. 27-08 INTERNATIONAL COMMITTEE No. 24-08...

[22881] September 18, 2008 TO: SEC RULES COMMITTEE No. 66-08 RE: UPDATE ON SEC RULES COMMITTEE MEETING AND DINNER IN WASHINGTON, D.C. ON OCTOBER 29-30, 2008; HOTEL CUTOFF SEPTEMBER 22ND As previously announced, an extended, in-person meeting of the SEC Rules Committee has been...

[22868] September 15, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 34-08 SEC RULES COMMITTEE No. 65-08 RE: ICI DRAFT COMMENT LETTER ON SEC AND MSRB PROPOSALS TO AMEND MUNICIPAL SECURITIES DISCLOSURE As we previously informed you, the Securities and Exchange Commission has...

    [22829]   August 28, 2008 TO: SEC RULES COMMITTEE No. 64-08 EQUITY MARKETS ADVISORY COMMITTEE No. 39-08 INTERNATIONAL COMMITTEE No. 22-08     RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS   As we previously...

    [22821]   August 27, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 38-08 FIXED-INCOME ADVISORY COMMITTEE No. 23-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 21-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 32-08 SEC RULES...

    [22817]   August 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-08 BROKER/DEALER ADVISORY COMMITTEE No. 28-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 16-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 61-08 SMALL FUNDS COMMITTEE No. 24...

    [22649]   August 20, 2008 TO: SEC RULES COMMITTEE No. 62-08     RE: SEC RULES COMMITTEE MEETING AND DINNER IN WASHINGTON, D.C. ON OCTOBER 29-30, 2008; OFFSITE MEETING LOCATION   An extended, in-person meeting of the SEC Rules Committee has been scheduled for Thursday, October 30th...

    [22808]   August 18, 2008 TO: SEC RULES COMMITTEE No. 60-08 INTERNATIONAL COMMITTEE No. 21-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-08 COMPLIANCE ADVISORY COMMITTEE No. 13-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-08     RE: REMINDER - CONFERENCE CALL FOR IOSCO...

    [22783]   August 13, 2008 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 5-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-08 SEC RULES COMMITTEE No. 59-08     RE: SEC GUIDANCE ON THE USE OF COMPANY WEB SITES   The Securities and Exchange Commission recently issued...