SEC Rules Content

[23054] November 6, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 43-08 FIXED-INCOME ADVISORY COMMITTEE No. 33-08 SEC RULES COMMITTEE No. 78-08 RE: REMINDER - NOVEMBER 13 MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING; AGENDA ATTACHED A meeting of the Municipal Securities...

    [22965]   October 30, 2008 TO: SEC RULES COMMITTEE No. 77-08     RE: SPECIAL MEETING TO BE HELD DURING THE 2008 SECURITIES LAW DEVELOPMENTS CONFERENCE   As in the past, we have scheduled a meeting that will allow SEC Rules Committee members and senior staff members of the SEC’s...

    [23036]   October 28, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-08 ETF ADVISORY COMMITTEE No. 33-08 SEC RULES COMMITTEE No. 76-08 SMALL FUNDS COMMITTEE No. 29-08 TECHNOLOGY COMMITTEE No. 29-08 XBRL SUBCOMMITTEE     RE: REVISED XBRL TAXONOMY AVAILABLE FOR PUBLIC COMMENT   As...

    [23029]   October 27, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 42-08 SEC RULES COMMITTEE No. 75-08 FIXED-INCOME ADVISORY COMMITTEE No. 32-08     RE: REMINDER - NOVEMBER 13 MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING; AGENDA ATTACHED   A meeting of the Municipal...

    [23013] October 23, 2008 TO: ETF ADVISORY COMMITTEE No. 32-08 EQUITY MARKETS ADVISORY COMMITTEE No. 56-08 SEC RULES COMMITTEE No. 74-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-08 ACCOUNTING/TREASURERS COMMITTEE No. 13-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-08...

    [23006]   October 21, 2008 TO: SEC RULES COMMITTEE No. 73-08     RE: DRAFT AGENDA AND SCHEDULE FOR OCTOBER 30 SEC RULES COMMITTEE MEETING   As previously announced, an extended, in-person meeting of the SEC Rules Committee is scheduled for Thursday, October 30, with a dinner the...

    [23000]   October 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-08 EQUITY MARKETS ADVISORY COMMITTEE No. 55-08 SEC RULES COMMITTEE No. 72-08     RE: SEC REQUESTS COMMENT ON MARK-TO-MARKET ACCOUNTING IN CONNECTION WITH CONGRESSIONALLY-MANDATED STUDY   Section 132 of the...

    [22986]   October 10, 2008 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 71-08 SMALL FUNDS COMMITTEE No. 27-08     RE: FINRA PROPOSES TO MODIFY PRINCIPAL REVIEW OF MARKET LETTERS   The Securities and Exchange Commission has published for comment...

    [22960]   October 3, 2008 TO: SEC RULES COMMITTEE No. 70-08 INTERNATIONAL COMMITTEE No. 26-08 SMALL FUNDS COMMITTEE No. 26-08 BROKER/DEALER ADVISORY COMMITTEE No. 36-08 TRANSFER AGENT ADVISORY COMMITTEE No. 58-08     RE: INSTITUTE LETTER ON IOSCO POINT OF SALE ISSUES PAPER   As we...

[22932]   September 30, 2008 TO: INVESTMENT COMPANY DIRECTORS No. 17-08 SEC RULES COMMITTEE No. 69-08 RE: IDC LETTER ON PROPOSED SOFT DOLLARS GUIDANCE The Independent Directors Council filed a comment letter with the Securities and Exchange Commission on its proposed guidance to fund...