SEC Rules Content

    [22792]   August 12, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-08 COMPLIANCE ADVISORY COMMITTEE No. 12-08 EQUITY MARKETS ADVISORY COMMITTEE No. 36-08 FIXED-INCOME ADVISORY COMMITTEE No. 22-08 INTERNATIONAL COMMITTEE No. 20...

    [22766]   August 5, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 31-08 SEC RULES COMMITTEE No. 57-08     RE: SEC PROPOSES TO AMEND MUNICIPAL SECURITIES DISCLOSURE   The Securities and Exchange Commission has proposed to amend Rule 15c2-12 under the Securities Exchange Act...

    [22762]   August 4, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-08 BROKER/DEALER ADVISORY COMMITTEE No. 24-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 13-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 56-08 SMALL FUNDS COMMITTEE No. 24...

    [22764]   August 4, 2008 TO: SEC RULES COMMITTEE No. 56-08 INTERNATIONAL COMMITTEE No. 19-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-08 COMPLIANCE ADVISORY COMMITTEE No. 10-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 16-08     RE: CONFERENCE CALL FOR IOSCO QUESTIONNAIRE ON...

[22751] July 31, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 35-08 SEC RULES COMMITTEE No. 55-08 RE: SEC EXTENDS EMERGENCY ORDER TO PROHIBIT NAKED SHORT SELLING The Securities and Exchange Commission has extended by 10 trading days its emergency order issued on July 15, 2008...

[22726] July 22, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 6-08 COMPLIANCE ADVISORY COMMITTEE No. 9-08 INTERNATIONAL COMMITTEE No. 18-08 SEC RULES COMMITTEE No. 54-08 RE: IOSCO SEEKS INPUT ON THE INVESTMENT PROCESS OF MUTUAL FUNDS On July 21, 2008, staff of the U.S. Securities...

[22721] July 22, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-08 ETF ADVISORY COMMITTEE No. 19-08 SEC RULES COMMITTEE No. 53-08 SMALL FUNDS COMMITTEE No. 23-08 TECHNOLOGY COMMITTEE No. 17-08 XBRL WORKING GROUP RE: DRAFT ICI COMMENT LETTER ON SEC FINANCIAL STATEMENT XBRL PROPOSAL As...

[22722] July 22, 2008 TO: SEC RULES COMMITTEE No. 52-08 INTERNATIONAL COMMITTEE No. 17-08 SMALL FUNDS COMMITTEE No. 22-08 BROKER/DEALER ADVISORY COMMITTEE No. 21-08 TRANSFER AGENT ADVISORY COMMITTEE No. 34-08 RE: IOSCO SEEKS COMMENT ON POINT OF SALE ISSUES PAPER On July 8, 2008, staff...

[22712] July 18, 2008 TO: SEC RULES COMMITTEE No. 50-08 EQUITY MARKETS ADVISORY COMMITTEE No. 31-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 27-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-08 FIXED-INCOME ADVISORY COMMITTEE...

[22716] July 18, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 32-08 SEC RULES COMMITTEE No. 51-08 RE: SEC ISSUES AMENDMENT TO EMERGENCY ORDER TO PROHIBIT NAKED SHORT SELLING The Securities and Exchange Commission has issued an amendment [1] to its emergency order requiring that...