SEC Rules Content

    [22305]   March 7, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-08 COMPLIANCE ADVISORY COMMITTEE No. 4-08 INVESTMENT ADVISERS COMMITTEE No. 3-08 OPERATIONS COMMITTEE No. 5-08 PRIVACY ISSUES WORKING GROUP No. 1-08 SEC RULES COMMITTEE No. 18-08 SMALL FUNDS COMMITTEE No. 7...

    [22299]   March 4, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-08 SEC RULES COMMITTEE No. 17-08     RE: FREQUENTLY ASKED QUESTIONS ABOUT CLOSED-END FUNDS   The Investment Company Institute recently posted on its website an updated discussion of closed-end funds. [1] ...

    [22286]   February 29, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-08 CHIEF COMPLIANCE OFFICER COMMITTEE No. 3-08 COMPLIANCE ADVISORY COMMITTEE No. 3-08 SEC RULES COMMITTEE No. 16-08 SMALL FUNDS COMMITTEE No. 6-08 UNIT INVESTMENT TRUST COMMITTEE No. 3-08     RE: INSTITUTE DRAFT...

[22275]   February 27, 2008 TO: BOARD OF GOVERNORS No. 1-08 INVESTMENT COMPANY DIRECTORS No. 3-08 SEC RULES COMMITTEE No. 15-08 RE: IDC RECOMMENDATIONS FOR ENHANCING FUND BOARD EFFECTIVENESS The Independent Directors Council submitted a letter to Andrew J. Donohue, Director of the...

    [22248]   February 15, 2008 TO: INTERNATIONAL MEMBERS No. 1-08 SEC RULES COMMITTEE No. 14-08     RE: ICI COMMENT LETTER - COMMITTEE OF EUROPEAN SECURITIES REGULATORS’ RECOMMENDATIONS FOR MUTUAL FUND DISCLOSURE REFORM   Last October, the Committee of European Securities Regulators...

    [22235]   February 13, 2008 TO: CHIEF COMPLIANCE OFFICER COMMITTEE No. 1-08 COMPLIANCE ADVISORY COMMITTEE No. 1-08 SEC RULES COMMITTEE No. 13-08SMALL FUNDS COMMITTEE No. 5-08     RE: SEC PROPOSES RULE TO IMPLEMENT THE SUDAN ACCOUNTABILITY AND DIVESTMENT ACT OF 2007; CONFERENCE...

    [22207]   February 7, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 9-08 SEC RULES COMMITTEE No. 12-08     RE: ICI DRAFT LETTER TO SEC ON MIXED AND SHARED FUNDING ORDERS; YOUR COMMENTS REQUESTED BY FEBRUARY 15   The Institute has prepared a draft letter to the SEC in...

    [22188]   February 6, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-08 OPERATIONS COMMITTEE No. 3-08 SEC RULES COMMITTEE No. 11-08 SMALL FUNDS COMMITTEE No. 4-08 TRANSFER AGENT ADVISORY COMMITTEE No. 5-08     RE: DRAFT ICI COMMENT LETTER ON SEC DISCLOSURE REFORM PROPOSAL...

[22173] January 31, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-08 INTERNATIONAL COMMITTEE No. 6-08 INVESTMENT ADVISERS COMMITTEE No. 2-08 SEC RULES COMMITTEE No. 9-08 RE: CANADIAN SECURITIES REGULATORS RE- PROPOSE SOFT DOLLAR REGULATIONS   The Canadian Securities Administrators...

    [22172]   January 31, 2008 TO: SEC RULES COMMITTEE No. 10-08     RE: DRAFT AGENDA FOR FEBRUARY 7TH SEC RULES COMMITTEE MEETING AND NEW CHICAGO VIDEOCONFERENCE LOCATION   As previously announced, the SEC Rules Committee meeting has been scheduled for Thursday, February 7th.  The...