SEC Rules Content

    [21653]   September 24, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 55-07 SEC RULES COMMITTEE No. 70-07 RE: OCTOBER 11 EQUITY MARKETS ADVISORY COMMITTEE MEETING -- REMINDER AND DRAFT AGENDA   As we previously informed you, in conjunction with the Institute’s Equity, Fixed...

  [21655]   September 24, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-07 SEC RULES COMMITTEE No. 71-07 SMALL FUNDS COMMITTEE No. 35-07 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS REGARDING SHAREHOLDER ACCESS; SEPTEMBER 26TH CONFERENCE CALL   As you know, the...

  [21646]   September 24, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 27-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 28-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 24-07 SEC RULES COMMITTEE No. 69-07 RE: MEETING OF INSTITUTIONAL...

    [21578]   September 19, 2007 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE FIXED-INCOME ADVISORY COMMITTEE No. 25-07 SEC RULES COMMITTEE No. 68-07 RE: REMINDER - OCTOBER 11 INAUGURAL MEETING OF MUNICIPAL SECURITIES ADVISORY COMMITTEE AND DRAFT AGENDA   As we previously informed you...

  [21586]   September 12, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 24-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-07 SEC RULES COMMITTEE No. 67-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 20-07 RE: MEETING OF INSTITUTIONAL...

[21498]   August 30, 2007 TO: SEC RULES COMMITTEE No. 66-07 RE: SEC RULES COMMITTEE MEETING AND DINNER IN WASHINGTON, D.C. ON OCTOBER 17-18, 2007; PLEASE RESPOND BY SEPTEMBER 14   An extended, in-person meeting of the SEC Rules Committee has been scheduled for Thursday, October 18th...

[21526]   August 24, 2007 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE FIXED-INCOME ADVISORY COMMITTEE No. 22-07SEC RULES COMMITTEE No. 65-07 RE: REMINDER - INAUGURAL MEETING OF MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING TO BE HELD OCTOBER 11   As we previously informed you, the...

[21465]   August 10, 2007 TO: BOARD OF GOVERNORS No. 20-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 18-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-07 COMPLIANCE ADVISORY COMMITTEE No. 17-07 EQUITY MARKETS ADVISORY COMMITTEE No. 47-07 FIXED-INCOME ADVISORY COMMITTEE No. 21-07 INST...

[21454]   August 9, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-07 INVESTMENT ADVISERS COMMITTEE No. 16-07 SEC RULES COMMITTEE No. 63-07 SMALL FUNDS COMMITTEE No. 32-07 RE: SEC PROPOSES REVISIONS TO REGULATION D; AUGUST 30TH CONFERENCE CALL   The Securities and Exchange...

[21440]   August 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-07 COMPLIANCE ADVISORY COMMITTEE No. 16-07 INVESTMENT ADVISERS COMMITTEE No. 15-07 SEC RULES COMMITTEE No. 62-07 RE: DRAFT NO-ACTION LETTER REGARDING ADVISER CODES OF ETHICS   Attached is a draft letter...