SEC Rules Content

    [21130]   May 9, 2007 TO: SEC RULES COMMITTEE No. 42-07     RE: NOTICE OF SEC RULES COMMITTEE MEETING AND SAN FRANCISCO AND CHICAGO VIDEOCONFERENCE OPTIONS - JUNE 19, 2007   A meeting of the SEC Rules Committee has been scheduled for Tuesday, June 19, 2007 at the offices of the...

    [21121]   May 8, 2007 TO: SEC RULES COMMITTEE No. 40-07 SMALL FUNDS COMMITTEE No. 15-07 COMPLIANCE ADVISORY COMMITTEE No. 9-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 12-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-07 INVESTMENT ADVISERS COMMITTEE No. 11-07 UNIT INVESTMENT...

    [21119]   May 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-07 INVESTMENT ADVISERS COMMITTEE No. 10-07 SEC RULES COMMITTEE No. 39-07 SMALL FUNDS COMMITTEE No. 14-07 EQUITY MARKETS ADVISORY COMMITTEE No. 25-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-07 INST. MONEY...

    [21096]   April 30, 2007 TO: SEC RULES COMMITTEE No. 38-07 FIXED-INCOME ADVISORY COMMITTEE No. 7-07 EQUITY MARKETS ADVISORY COMMITTEE No. 24-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-07 ETF ADVISORY COMMITTEE No. 17-07    ...

    [21043]   April 9, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-07 SEC RULES COMMITTEE No. 37-07     RE: APRIL 17 EQUITY MARKETS ADVISORY COMMITTEE MEETING -- REMINDER AND FINAL AGENDA   As we previously informed you, a meeting of the Equity Markets Advisory Committee has...

    [21039]   April 5, 2007 TO: BOARD OF GOVERNORS No. 12-07 INVESTMENT COMPANY DIRECTORS No. 8-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 10-07 SEC RULES COMMITTEE No. 36-07 SMALL FUNDS MEMBERS No. 29-07     RE: QUARTERLY REPORT TO...

  URGENT/ACTION REQUESTED [21028]   April 3, 2007 TO: PENSION COMMITTEE No. 10-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-07 INVESTMENT ADVISERS COMMITTEE No. 9-07 EQUITY MARKETS ADVISORY COMMITTEE No. 18-07 SEC RULES COMMITTEE No. 35-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10...

    [21009]   April 2, 2007 TO: SEC RULES COMMITTEE No. 34-07     RE: SURVEY OF SEC RULES COMMITTEE MEMBERS REGARDING COMMITTEE MEETINGS; RESPONSE REQUESTED BY APRIL 20TH   At the February 22nd SEC Rules Committee meeting, we announced our plan to survey Committee members to obtain...

    [21004]   March 30, 2007 TO: BOARD OF GOVERNORS No. 10-07 SEC RULES COMMITTEE No. 33-07 XBRL WORKING GROUP     RE: KEYNOTE ADDRESS BY VANGUARD CHAIRMAN AT SEC INTERACTIVE DATA ROUNDTABLE   The Securities and Exchange Commission held a roundtable on March 19th on the use of...

    [20996]   March 27, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-07 COMPLIANCE ADVISORY COMMITTEE No. 8-07 EQUITY MARKETS ADVISORY COMMITTEE No. 16-07 INTERNATIONAL COMMITTEE No. 7-07 INVESTMENT ADVISERS COMMITTEE No. 8-07 PENSION COMMITTEE No. 9-07 PRIMARY CONTACTS -...