SEC Rules Content

    [22001]   November 30, 2007 TO: SEC RULES COMMITTEE No. 91-07 SMALL FUNDS COMMITTEE No. 39-07 OPERATIONS COMMITTEE No. 32-07 ETF ADVISORY COMMITTEE No. 35-07 TECHNOLOGY COMMITTEE No. 30-07 RE: SEC PROPOSES ENHANCED DISCLOSURE AND NEW DELIVERY OPTION FOR MUTUAL FUNDS; TWO...

  [21994]   November 30, 2007 TO: SEC RULES COMMITTEE No. 90-07 RE: DECEMBER 5 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE MEETING   A meeting of the Variable Insurance Products Advisory Committee has been scheduled for Wednesday, December 5, 2007 at the offices of the Investment...

    [21968]   November 23, 2007 TO: SEC RULES COMMITTEE No. 89-07 EQUITY MARKETS ADVISORY COMMITTEE No. 61-07 INTERNATIONAL COMMITTEE No. 29-07     RE: SEC SEEKS COMMENT ON REQUIRING DISCLOSURE OF BUSINESS ACTIVITIES IN COUNTRIES SPONSORING TERRORISM; CALL TO BE HELD DEC. 18TH   As we...

  [21962]   November 19, 2007 TO: SEC RULES COMMITTEE No. 88-07 RE: SEC PROPOSAL FOR MUTUAL FUND DISCLOSURE REFORM   At an open meeting on November 15, 2007, the Securities and Exchange Commission voted to propose changes to the mutual fund disclosure regime.  Following is a summary...

    [21951]   November 13, 2007 TO: SEC RULES COMMITTEE No. 87-07 RE: 2008 SEC RULES COMMITTEE MEETING SCHEDULE   Set forth below are the dates for meetings of the SEC Rules Committee in 2008. Thursday, February 7, 2008 Tuesday, June 3, 2008 Wednesday, October 1, 2008 (Committee...

  [21948]   ovember 9, 2007 TO: SEC RULES COMMITTEE No. 86-07 RE: REMINDER: SPECIAL MEETING TO BE HELD DURING THE 2007 SECURITIES LAW DEVELOPMENTS CONFERENCE   This is to remind you that we have scheduled a meeting for members of the Institute’s SEC Rules Committee and several staff...

  [21936]   November 8, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-07 INVESTMENT ADVISERS COMMITTEE No. 19-07 SEC RULES COMMITTEE No. 85-07 SMALL FUNDS COMMITTEE No. 38-07 RE: SEC PROPOSES TO MANDATE EDGAR FILING OF EXEMPTIVE APPLICATIONS; CONFERENCE CALL ON NOVEMBER 15  ...

  [21885]   October 24, 2007 TO: SEC RULES COMMITTEE No. 84-07 RE: INSTITUTE LETTER TO SEC STAFF ON DISCLOSURE REFORM INITIATIVE   As you know, the staff of the SEC’s Division of Investment Management is developing a mutual fund disclosure reform rule proposal for presentation to the...

    [21819]   October 10, 2007 TO: BOARD OF GOVERNORS No. 24-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-07 INDEPENDENT DIRECTORS COUNCIL No. 3-07 INVESTMENT COMPANY DIRECTORS No. 23-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 28-07 SEC RULES COMMITTEE No. 83-07 SMALL FUNDS MEMBERS...

    [21796]   October 9, 2007 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE FIXED-INCOME ADVISORY COMMITTEE No. 34-07 SEC RULES COMMITTEE No. 82-07     RE: REMINDER - OCTOBER 11 INAUGURAL MEETING OF MUNICIPAL SECURITIES ADVISORY COMMITTEE AND AGENDA   As we previously informed you, the...