SEC Rules Content

[22701] July 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-08 ETF ADVISORY COMMITTEE No. 18-08 SEC RULES COMMITTEE No. 49-08SMALL FUNDS COMMITTEE No. 21-08 TECHNOLOGY COMMITTEE No. 15-08 XBRL WORKING GROUP RE: DRAFT ICI COMMENT LETTER ON SEC MUTUAL FUND XBRL PROPOSAL; JULY 24TH...

[22700] July 16, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-08 SEC RULES COMMITTEE No. 48-08 RE: SEC ISSUES EMERGENCY ORDER TO PROHIBIT NAKED SHORT SELLING The Securities and Exchange Commission issued an emergency order to prohibit "naked" short selling in the securities of...

[22683] July 11, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-08 SEC RULES COMMITTEE No. 47-08 RE: INSTITUTE SUBMITS LETTER TO SEC STAFF ON LIQUIDITY PROTECTED PREFERRED SHARES Earlier today we submitted a letter to the Staff of the Securities and Exchange Commission asking...

[22679] July 10, 2008 TO: SEC RULES COMMITTEE No. 46-08 SMALL FUNDS COMMITTEE No. 20-08 RE: SEC PROPOSES TO CLARIFY STATUS OF INDEXED ANNUITIES, EXEMPT INSURANCE COMPANIES FROM CERTAIN EXCHANGE ACT REPORTING REQUIREMENTS; CONFERENCE CALL ON JULY 21 The Securities and Exchange...

[22660] July 8, 2008 TO: SEC RULES COMMITTEE No. 44-08 EQUITY MARKETS ADVISORY COMMITTEE No. 28-08 INTERNATIONAL COMMITTEE No. 16-08 RE: SEC PROPOSES TO MODIFY RULES ALLOWING FOREIGN BROKER-DEALERS TO ACCESS U.S. INVESTORS The Securities and Exchange Commission recently proposed to...

[22667] July 8, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-08FIXED-INCOME ADVISORY COMMITTEE No. 18-08INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-08MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-08MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 26-08SEC RULES COMMITTEE No. 45...

    [22645]   June 26, 2008 TO: SEC RULES COMMITTEE No. 43-08 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 19-08     RE: SEC DRAFT LETTER ON FINRA PROPOSAL TO AMEND RULES GOVERNING VARIABLE ANNUITIES; COMMENTS REQUESTED BY JULY 1   The Institute has prepared the attached draft...

    [22619]   June 19, 2008 TO: SEC RULES COMMITTEE No. 42-08 EQUITY MARKETS ADVISORY COMMITTEE No. 26-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 15-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-08 FIXED-INCOME ADVISORY...

    [22614]   June 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-08 ETF ADVISORY COMMITTEE No. 14-08 SEC RULES COMMITTEE No. 41-08 SMALL FUNDS COMMITTEE No. 17-08 TECHNOLOGY COMMITTEE No. 14-08 XBRL WORKING GROUP     RE: SEC PROPOSES TO REQUIRE FUNDS TO SUBMIT RISK/RETURN SUMMARY...

    [22611]   June 17, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 18-08 SEC RULES COMMITTEE No. 39-08     RE: FINRA FILES PROPOSAL TO AMEND RULE GOVERNING DEFERRED VARIABLE ANNUITIES; CONFERENCE CALL SCHEDULED FOR JUNE 19, 2009   As we previously informed you, [1]...