Operations Content

January 20, 1992 TO: BOARD OF GOVERNORS NO. 6-92 MEMBERS - ONE PER COMPLEX NO. 3-92 DIRECT MARKETING COMMITTEE NO. 2-92 OPERATIONS COMMITTEE NO. 2-92 PENSION COMMITTEE NO. 5-92 PUBLIC INFORMATION COMMITTEE NO. 3-92 RESEARCH COMMITTEE NO. 1-92 SALES FORCE MARKETING COMMITTEE NO. 2-92...

January 20, 1992 TO: OPERATIONS COMMITTEE NO. 1-92 SEC RULES COMMITTEE NO. 4-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 3-92 UNIT INVESTMENT TRUST COMMITTEE NO. 5-92 RE: INSTITUTE LETTER TO SEC STAFF ON SHAREHOLDER CONFIRMATION DELIVERY REQUIREMENTS UNDER RULE 10b-10 ___________________...

December 6, 1991 TO: BOARD OF GOVERNORS NO. 86-91 BROKER/DEALER ADVISORY COMMITTEE NO. 43-91 DIRECT MARKETING COMMITTEE NO. 40-91 MARKETING COMMITTEE NO. 44-91 OPERATIONS COMMITTEE NO. 38-91 SALES FORCE MARKETING COMMITTEE NO. 38-91 SEC RULES MEMBERS NO. 58-91 SHAREHOLDER...

November 26, 1991 TO: MEMBERS - ONE PER COMPLEX NO. 62-91 TAX COMMITTEE NO. 36-91 OPERATIONS COMMITTEE NO. 37-91 CLOSED-END FUND COMMITTEE NO. 31-91 UNIT INVESTMENT TRUST COMMITTEE NO. 41-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 57-91 RE: IRS ANNOUNCES DELAY IN IMPOSITION OF BACKUP...

- 1 - November 22, 1991 TO: SEC RULES COMMITTEE NO. 68-91 OPERATIONS COMMITTEE NO. 36-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 56-91 RE: ICI COMMENTS ON SEC PROPOSAL REGARDING ACCEPTANCE OF SIGNATURE GUARANTEES __________________________________________________________ As we...

November 20, 1991 TO: OPERATIONS COMMITTEE NO. 35-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 53-91 BROKER/DEALER ADVISORY COMMITTEE NO. 39-91 RE: SECURITIES TRANSFER ASSOCIATION TRANSFER ON DEATH (TOD) FORM __________________________________________________________ The Securities...

November 13, 1991 TO: TAX COMMITTEE NO. 35-91 OPERATIONS COMMITTEE NO. 34-91 CLOSED-END FUND COMMITTEE NO. 30-91 UNIT INVESTMENT TRUST COMMITTEE NO. 38-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 52-91 RE: INSTITUTE REQUESTS DELAY IN IMPOSITION OF BACKUP WITHHOLDING ON ACCOUNTS RECEIVING...

November 6, 1991 TO: BOARD OF GOVERNORS NO. 83-91 MEMBERS - ONE PER COMPLEX NO. 57-91 DIRECT MARKETING COMMITTEE NO. 38-91 MARKETING COMMITTEE NO. 42-91 MONEY MARKET FUNDS AD HOC COMMITTEE NO. 27-91 OPERATIONS COMMITTEE NO. 33-91 PENSION COMMITTEE NO. 35-91 PUBLIC INFORMATION...

October 24, 1991 TO: OPERATIONS COMMITTEE NO. 32-91 RE: CHECK AGING STUDY - MARCH, 1991 __________________________________________________________ Attached hereto are the results of the Operations Committee Check Aging Study of investor's checks presented to money market and other...

October 16, 1991 TO: OPERATIONS COMMITTEE NO. 31-91 RE: NOTICE OF MEETING - NOVEMBER 12, 1991 __________________________________________________________ This is to advise you that there will be a meeting of the Operations Committee starting at 8:30 a.m. on November 12, 1991 at the...