Operations Content

October 26, 1992 TO: EDGAR FILER GROUP SEC RULES MEMBERS NO. 51-92 SMALL FUNDS MEMBERS NO. 20-92 OPERATIONS COMMITTEE NO. 32-92 UNIT INVESTMENT TRUST COMMITTEE NO. 63-92 ACCOUNTING/TREASURERS COMMITTEE NO. 42-92 RE: ICI COMMENTS ON SEC PROPOSALS TO REQUIRE MANDATORY ELECTRONIC FILING...

September 29, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 29-92 COMPLIANCE COMMITTEE NO. 17-92 DIRECT MARKETING COMMITTEE NO. 37-92 OPERATIONS COMMITTEE NO. 31-92 SALES FORCE MARKETING COMMITTEE NO. 38-92 SEC RULES MEMBERS NO. 43-92 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 31-92...

September 2, 1992 TO: OPERATIONS COMMITTEE NO. 30-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 50-92 RE: SIGNATURE GUARANTEE POLICIES & PROCEDURES UNDER RULE 17Ad-15 __________________________________________________________ Several months ago the Institute requested that the Operations...

August 28, 1992 TO: OPERATIONS COMMITTEE NO. 29-92 SEC RULES COMMITTEE NO. 64-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 48-92 UNIT INVESTMENT TRUST COMMITTEE NO. 48-92 RE: INSTITUTE SUBMITS REQUEST FOR INTERPRETATION OF CONFIRMATION DELIVERY REQUIREMENTS UNDER RULE 10b-10 _____________...

August 26, 1992 TO: OPERATIONS COMMITTEE NO. 28-92 RE: NOTICE OF MEETING - NOVEMBER 15, 1992 __________________________________________________________ This is to advise you that there will be a meeting of the Operations Committee on Sunday, November 15, 1992 at the Walt Disney World...

August 24, 1992 TO: OPERATIONS COMMITTEE NO. 27-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 47-92 RE: ICI MUTUAL INSURANCE COMPANY COVERAGE FOR TELEFACSIMILE TRANSACTIONS __________________________________________________________ ICI Mutual Insurance Company ("ICI Mutual"), the...

August 17, 1992 TO: OPERATIONS COMMITTEE NO. 26-92 SEC RULES COMMITTEE NO. 59-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 45-92 UNIT INVESTMENT TRUST COMMITTEE NO. 43-92 RE: INSTITUTE REQUEST FOR INTERPRETATION OF CONFIRMATION DELIVERY REQUIREMENTS UNDER RULE 10b-10 _____________________...

August 14, 1992 TO: TAX COMMITTEE NO. 32-92 OPERATIONS COMMITTEE NO. 25-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 44-92 RE: IRS REVENUE PROCEDURE ON USE OF ACCOUNT STATEMENTS TO SUBSTANTIATE FEDERAL TAX DEDUCTIONS __________________________________________________________ The Internal...

August 13, 1992 TO: BOARD OF GOVERNORS NO. 59-92 MEMBERS - ONE PER COMPLEX NO. 26-92 DIRECT MARKETING COMMITTEE NO. 30-92 OPERATIONS COMMITTEE NO. 24-92 PENSION COMMITTEE NO. 31-92 PUBLIC INFORMATION COMMITTEE NO. 32-92 RESEARCH COMMITTEE NO. 14-92 SALES FORCE MARKETING COMMITTEE NO...

August 11, 1992 TO: MARKETING POLICY COMMITTEE NO. 29-92 DIRECT MARKETING COMMITTEE NO. 28-92 SALES FORCE MARKETING COMMITTEE NO. 28-92 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 23-92 RESEARCH COMMITTEE NO. 13-92 SMALL FUNDS COMMITTEE NO. 9-92 OPERATIONS COMMITTEE NO. 23-92 PUBLIC...