Operations Content

- 1 - September 27, 1991 TO: MEMBERS - ONE PER COMPLEX NO. 45-91 OPERATIONS COMMITTEE NO. 30-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 45-91 SMALL FUNDS MEMBERS NO. 12-91 RE: 1991 ICI/C&L MUTUAL FUNDS TRANSFER AGENT FEE SURVEY __________________________________________________________...

-1- September 24, 1991 TO: BOARD OF GOVERNORS NO. 73-91 MEMBERS - ONE PER COMPLEX NO. 42-91 OPERATIONS COMMITTEE NO. 29-91 SEC RULES COMMITTEE NO. 58-91 RE: SAFETY OF CASH HELD BY CUSTODIAN BANKS __________________________________________________________ The Institute has been...

September 20, 1991 TO: SEC RULES COMMITTEE NO. 57-91 OPERATIONS COMMITTEE NO. 28-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 43-91 RE: SEC PROPOSAL CONCERNING TRANSFER AGENT RESPONSIBILITIES FOR ACCEPTING SIGNATURE GUARANTEES FROM ELIGIBLE GUARANTOR INSTITUTIONS _________________________...

September 12, 1991 TO: TAX COMMITTEE NO. 29-91 OPERATIONS COMMITTEE NO. 27-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 41-91 RE: INSTITUTE TESTIFIES ON INFORMATION REPORTING PENALTY REGULATIONS AND THE REASONABLE CAUSE WAIVER __________________________________________________________ As...

August 29, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 29-91 DIRECT MARKETING COMMITTEE NO. 30-91 OPERATIONS COMMITTEE NO. 26-91 SALES FORCE MARKETING COMMITTEE NO. 30-91 SEC RULES COMMITTEE NO. 51-91 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 26-91 RE: PROPOSED TELEMARKETING...

August 12, 1991 TO: OPERATIONS COMMITTEE NO. 25-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 37-91 RE: RESULTS OF SHAREHOLDER CONFIRMATION SURVEY __________________________________________________________ We have completed the shareholder confirmation survey and highlights of the results...

July 31, 1991 TO: OPERATIONS COMMITTEE NO. 23-91 RE: ADVANCE NOTICE OF MEETING - MARCH 21, 1992 __________________________________________________________ This is advance notice that the March, 1992 meeting of the Operations Committee will be held early (8:00-8:30 a.m.) on the morning...

July 31, 1991 TO: TAX COMMITTEE NO. 25-91 OPERATIONS COMMITTEE NO. 24-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 36-91 RE: IRS ANNOUNCES HEARING ON REGULATIONS CONCERNING INFORMATION REPORTING PENALTIES AND THE REASONABLE CAUSE WAIVER ____________________________________________________...

July 10, 1991 TO: MARKETING COMMITTEE NO. 30-91 DIRECT MARKETING COMMITTEE NO. 24-91 SALES FORCE MARKETING COMMITTEE NO. 23-91 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 20-91 OPERATIONS COMMITTEE NO. 22-91 MEMBERS - ONE PER COMPLEX NO. 29-91 OPERATIONS MEMBERS NO. 17-91 MEMBERS...

June 25, 1991 TO: TAX COMMITTEE NO. 20-91 OPERATIONS COMMITTEE NO. 21-91 ACCOUNTING/TREASURERS COMMITTEE NO. 14-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 31-91 RE: BILL INTRODUCED TO REPEAL 30 PERCENT TEST, PROVIDE SHAREHOLDER BASIS REPORTING AND CLARIFY TREATMENT OF REIMBURSED...