Operations Content

August 7, 1992 TO: EDGAR FILER GROUP SEC RULES MEMBERS NO. 34-92 SMALL FUNDS MEMBERS NO. 15-92 OPERATIONS COMMITTEE NO. 22-92 UNIT INVESTMENT TRUST COMMITTEE NO. 42-92 ACCOUNTING/TREASURERS COMMITTEE NO. 35-92 RE: SEC ISSUES PROPOSALS TO REQUIRE MANDATORY ELECTRONIC FILING ON THE...

August 3, 1992 TO: TAX COMMITTEE NO. 29-92 PENSION COMMITTEE NO. 27-92 OPERATIONS COMMITTEE NO. 21-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 42-92 RE: INSTITUTE TESTIFIES ON PROPOSED TAX DEPOSIT REGULATIONS __________________________________________________________ As we previously...

July 24, 1992 TO: TAX COMMITTEE NO. 28-92 PENSION COMMITTEE NO. 26-92 OPERATIONS COMMITTEE NO. 20-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 39-92 RE: INSTITUTE COMMENTS ON PROPOSED TAX DEPOSIT REGULATIONS __________________________________________________________ As you may know, the...

July 9, 1992 TO: TAX COMMITTEE NO. 26-92 OPERATIONS COMMITTEE NO. 19-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 37-92 RE: BACKUP WITHHOLDING ISSUES LIST __________________________________________________________ The IRS’ Information Reporting Program Advisory Committee ("IRPAC"), of...

June 30, 1992 TO: OPERATIONS COMMITTEE NO. 18-92 SEC RULES COMMITTEE NO. 43-92 MARKETING POLICY COMMITTEE NO. 22-92 UNIT INVESTMENT TRUST COMMITTEE NO. 34-92 BROKER/DEALER ASSOCIATE MEMBERS NO. 9-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 26-92 INVESTMENT ISSUES COMMITTEE NO. 8-92 RE...

- 1 - June 9, 1992 TO: TAX COMMITTEE NO. 21-92 OPERATIONS COMMITTEE NO. 17-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 30-92 RE: PROPOSED AMENDMENTS TO TAX DEPOSIT REGULATIONS __________________________________________________________ The Internal Revenue Service ("IRS") has issued the...

May 26, 1992 TO: DIRECT MARKETING COMMITTEE NO. 19-92 OPERATIONS COMMITTEE NO. 16-92 SALES FORCE MARKETING COMMITTEE NO. 18-92 SEC RULES COMMITTEE NO. 37-92 BROKER/DEALER ADVISORY COMMITTEE NO. 18-92 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 17-92 RE: INSTITUTE COMMENT LETTER ON FCC’S...

May 15, 1992 TO: EDGAR PILOT PARTICIPANTS ACCOUNTING/TREASURERS COMMITTEE NO. 23-92 OPERATIONS COMMITTEE NO. 15-92 SEC RULES COMMITTEE NO. 34-92 RE: ADOPTION OF AMENDMENTS TO TEMPORARY RULES FOR THE EDGAR SYSTEM __________________________________________________________ Enclosed are...

May 8, 1992 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 15-92 DIRECT MARKETING COMMITTEE NO. 14-92 OPERATIONS COMMITTEE NO. 14-92 SALES FORCE MARKETING COMMITTEE NO. 14-92 SEC RULES COMMITTEE NO. 30-92 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 13-92 RE: FCC SEEKS COMMENTS ON PROPOSED...

May 8, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 13-92 CLOSED-END FUND MEMBERS NO. 22-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 14-92 INVESTMENT ADVISER MEMBERS NO. 19-92 OPERATIONS COMMITTEE NO. 13-92 SEC RULES COMMITTEE NO. 29-92 SMALL FUNDS COMMITTEE NO. 4-92 STATE SECURITIES...