Operations Content

July 30, 1993 TO: DIRECT MARKETING COMMITTEE NO. 40-93 INDUSTRY STATISTICS COMMITTEE NO. 12-93 MARKETING POLICY COMMITTEE NO. 31-93 OPERATIONS COMMITTEE NO. 24-93 PUBLIC INFORMATION COMMITTEE NO. 40-93 SALES FORCE MARKETING COMMITTEE NO. 39-93 SEC RULES COMMITTEE NO. 69-93 SHAREHOLDER...

July 9, 1993 TO: OPERATIONS COMMITTEE NO. 23-93 SEC RULES COMMITTEE NO. 61-93 STATE LIAISON COMMITTEE NO. 26-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 38-93 RE: NASAA COMMITTEE ISSUES REVISED PROPOSED TELEPHONE GUIDELINES FOR PUBLIC COMMENT _____________________________________________...

July 2, 1993 TO: BOARD OF GOVERNORS NO. 60-93 OPERATIONS COMMITTEE NO. 22-93 SEC RULES COMMITTEE NO. 59-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 37-93 UNIT INVESTMENT TRUST COMMITTEE NO. 28-93 T+3 SETTLEMENT TASK FORCE RE: INSTITUTE COMMENT LETTER ON T+3 SETTLEMENT PROPOSAL __________...

June 4, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 20-93 COMPLIANCE COMMITTEE NO. 11-93 OPERATIONS COMMITTEE NO. 21-93 SEC RULES COMMITTEE NO. 51-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 35-93 UNIT INVESTMENT TRUST COMMITTEE NO. 27-93 RE: PROPOSED FEDERAL TELEMARKETING LEGISLATION...

May 13, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 37-93 DIRECT MARKETING COMMITTEE NO. 30-93 MARKETING POLICY COMMITTEE NO. 21-93 OPERATIONS COMMITTEE NO. 20-93 RESEARCH COMMITTEE NO. 16-93 SALES FORCE MARKETING COMMITTEE NO. 30-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 25-93 SMALL...

May 4, 1993 TO: OPERATIONS COMMITTEE NO. 19-93 SEC RULES COMMITTEE NO. 43-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 33-93 RE: PROPOSED ELECTRONIC MONITORING LEGISLATION __________________________________________________________ Attached for your review is a copy of H.R. 1900, the...

May 3, 1993 TO: TAX COMMITTEE NO. 24-93 OPERATIONS COMMITTEE NO. 18-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 31-93 RE: MEMBERSHIP APPLICATION QUESTIONNAIRE FOR INFORMATION REPORTING PROGRAM ADVISORY COMMITTEE __________________________________________________________ As we previously...

April 27, 1993 TO: CLOSED-END FUND COMMITTEE NO. 12-93 OPERATIONS COMMITTEE NO. 17-93 SEC RULES COMMITTEE NO. 40-93 SMALL FUNDS COMMITTEE NO. 11-93 UNIT INVESTMENT TRUST COMMITTEE NO. 23-93 RE: MAY 18 MEETING TO DISCUSS T+3 SETTLEMENT PROPOSAL _________________________________________...

April 21, 1993 TO: TAX COMMITTEE NO. 23-93 OPERATIONS COMMITTEE NO. 16-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 30-93 RE: MAY 12 SHAREHOLDER BASIS REPORTING MEETING __________________________________________________________ As you may know, the Institute has held several meetings with...

- 1 - April 16, 1993 TO: TAX COMMITTEE NO. 22-93 PENSION COMMITTEE NO. 14-93 OPERATIONS COMMITTEE NO. 15-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 27-93 RE: IRS CONSIDERS REMOVAL OF NONPAYROLL ITEMS FROM IRS FORM 941 __________________________________________________________ As we...