Operations Content

October 6, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 70-93 OPERATIONS COMMITTEE NO. 34-93 SMALL FUNDS MEMBERS NO. 15-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 52-93 RE: SECOND NOTICE - 1993 ICI/C&L TRANSFER AGENT FEE SURVEY __________________________________________________________ As we...

October 5, 1993 TO: HUMAN RESOURCES AND TRAINING NO. 2-93 HUMAN RESOURCES AND TRAINING WORKING GROUP NO. 9-93 OPERATIONS COMMITTEE NO. 33-93 OPERATIONS MEMBERS NO. 33-93 SMALL FUNDS COMMITTEE NO. 20-93 SMALL FUNDS MEMBERS NO. 14-93 RE: NEW TRAINING COURSE ON THE BASICS OF MUTUAL FUNDS...

September 28, 1993 TO: BOARD OF GOVERNORS NO. 85-93 BROKER/DEALER ASSOCIATE MEMBERS NO. 24-93 DIRECT MARKETING COMMITTEE NO. 51-93 INDUSTRY STATISTICS COMMITTEE NO. 14-93 INSTITUTIONAL FUNDS COMMITTEE NO. 13-93 INTERNATIONAL COMMITTEE NO. 18-93 INVESTMENT ADVISERS COMMITTEE NO. 27-93...

September 10, 1993 TO: DIRECT MARKETING COMMITTEE NO. 49-93 INDUSTRY STATISTICS COMMITTEE NO. 13-93 MARKETING POLICY COMMITTEE NO. 40-93 OPERATIONS COMMITTEE NO. 31-93 PUBLIC INFORMATION COMMITTEE NO. 52-93 SEC RULES COMMITTEE NO. 77-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 39-93...

September 3, 1993 TO: OPERATIONS COMMITTEE NO. 30-93 RE: ADVANCE NOTICE OF OPERATIONS COMMITTEE MEETING - MARCH 19, 1994 __________________________________________________________ We are providing advance notice that the March 1994 meeting of the Operations Committee will be held on...

September 2, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 60-93 OPERATIONS COMMITTEE NO. 29-93 SMALL FUNDS MEMBERS NO. 10-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 46-93 RE: 1993 ICI/C&L MUTUAL FUNDS TRANSFER AGENT FEE SURVEY __________________________________________________________ The...

August 20, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 26-93 COMPLIANCE COMMITTEE NO. 18-93 OPERATIONS COMMITTEE NO. 28-93 SEC RULES COMMITTEE NO. 75-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 44-93 UNIT INVESTMENT TRUST COMMITTEE NO. 35-93 RE: UPDATE ON PROPOSED FEDERAL TELEMARKETING...

August 20, 1993 TO: OPERATIONS COMMITTEE NO. 27-93 SEC RULES COMMITTEE NO. 74-93 STATE LIAISON COMMITTEE NO. 32-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 43-93 RE: INSTITUTE COMMENTS ON NASAA REVISED TELEPHONE TRANSACTION GUIDELINES _____________________________________________________...

August 10, 1993 TO: OPERATIONS COMMITTEE NO. 26-93 RE: NOTICE OF MEETING - OCTOBER 26, 1993 __________________________________________________________ There will be a meeting of the Operations Chairman Advisory Committee on Tuesday, October 26, 1993 at the Hyatt Regency San Antonio...

August 10, 1993 TO: OPERATIONS COMMITTEE NO. 25-93 RE: NOTICE OF MEETING - OCTOBER 26, 1993 _______________________________________________________________ There will be a meeting of the Operations Committee on Tuesday, October 26, 1993 at the Hyatt Regency San Antonio Hotel located...