Operations Content

1 In its 1992 report on investment company regulation, the staff of the Division of Investment Management recommended adoption of Commission's proposed Rule 6c-10, "with certain modifications" relating to the mechanics of the rule. April 27, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO...

1 In 1991, the NASD amended its Rules of Fair Practice to require confirmation disclosure of the imposition of a deferred sales load upon redemptions of mutual fund shares, where applicable. March 23, 1994 TO: OPERATIONS COMMITTEE NO. 8-94 SEC RULES COMMITTEE NO. 38-94 TRANSFER AGENT...

1March 17, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 11-94 CLOSED-END FUND COMMITTEE NO. 6-94 CONTRACTUAL PLANS COMMITTEE NO. 2-94 DIRECT MARKETING COMMITTEE NO. 6-94 FEDERAL LEGISLATION COMMITTEE NO. 7-94 INDUSTRY STATISTICS COMMITTEE NO. 5-94 INTERNATIONAL COMMITTEE NO. 6-94...

March 7, 1994 TO: OPERATIONS COMMITTEE NO. 6-94 RE: OPERATIONS COMMITTEE MEETING AGENDA MARCH 19, 1994 - SCOTTSDALE, ARIZONA __________________________________________________________ Attached you will find the agenda for the Operations Committee meeting on Saturday, March 19, 1994...

February 28, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 8-94 BOARD OF GOVERNORS NO. 20-94 OPERATIONS COMMITTEE NO. 5-94 SEC RULES COMMITTEE NO. 22-94 RE: INSTITUTE COMMENT LETTER ON SEC'S MULTIPLE CLASS AND MASTER-FEEDER FUND PROPOSAL ________________________________________________...

February 4, 1994 TO: HUMAN RESOURCES AND TRAINING WORKING GROUP NO. 3-94 MEMBERS - ONE PER COMPLEX NO. 9-94 OPERATIONS COMMITTEE NO. 4-94 RE: INDUSTRY TRAINING PROGRAMS __________________________________________________________ As you may know, the Institute recently developed a self...

February 4, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 5-94 OPERATIONS COMMITTEE NO. 3-94 SEC RULES COMMITTEE NO. 11-94 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC MULTIPLE CLASS AND MASTER-FEEDER FUND PROPOSAL __________________________________________________________ As we...

January 4, 1994 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 2-94 MEMBERS - ONE PER COMPLEX NO. 1-94 OPERATIONS COMMITTEE NO. 2-94 SMALL FUNDS COMMITTEE NO. 1-94 RE: REDUCED RATES ON ALL LONG DISTANCE SERVICES __________________________________________________________ Following months...

1December 27, 1993 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 40-93 OPERATIONS COMMITTEE NO. 36-93 SEC RULES COMMITTEE NO. 115-93 RE: SEC PROPOSED RULES GOVERNING MULTIPLE CLASS AND MASTER-FEEDER FUNDS __________________________________________________________ The Securities and Exchange...

October 13, 1993 TO: OPERATIONS COMMITTEE NO. 35-93 RE: OPERATIONS COMMITTEE MEETING AGENDA OCTOBER 26, 1993 - SAN ANTONIO __________________________________________________________ Attached you will find the agenda for the Operations Committee meeting on Tuesday, October 26, 1993...