Operations Content

March 3, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 7-95 BROKER/DEALER ADVISORY COMMITTEE No. 8-95 DIRECT MARKETING COMMITTEE No. 15-95 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 5-95 MARKETING POLICY COMMITTEE No. 18-95 MEMBERS - ONE PER COMPLEX No. 28-95 OPERATIONS...

February 28, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-95 INSTITUTIONAL FUNDS COMMITTEE No. 4-95 OPERATIONS COMMITTEE No. 10-95 SEC RULES COMMITTEE No. 32-95 UNIT INVESTMENT TRUST COMMITTEE No. 23-95 RE: SEC ADOPTS MULTIPLE CLASS AND MASTER-FEEDER PROVISIONS; ADOPTS AND PROPOSES...

1See Memorandum to Bank Broker/Dealer Advisory Committee No. 5-95, Broker/Dealer Advisory Committee No. 4-95, Direct Marketing Committee No. 7-95, Human Resources and Training Working Group No. 3-95, Marketing Policy Committee No. 10-95, Members - One Per Complex No. 18-95, Operations...

February 13, 1995 TO: OPERATIONS COMMITTEE No. 8-95 RE: PROPOSAL TO AUTOMATE COMMUNICATIONS BETWEEN MUTUAL FUNDS AND TRUST COMPANIES ______________________________________________________________________________ Enclosed for your consideration is a copy of a proposal developed by the...

1See Memorandum to Bank Broker/Dealer Advisory Committee No. 26-94, Broker/Dealer Advisory Committee No. 23-94, Direct Marketing Committee No. 33-94, Human Resources and Training Working Group No. 12-94, Marketing Policy Committee No. 49-94, Members - One Per Complex No. 89-94...

February 3, 1995 TO: TAX COMMITTEE No. 6-95 ACCOUNTING/TREASURERS COMMITTEE No. 8-95 OPERATIONS COMMITTEE No. 6-95 TRANSFER AGENT ADVISORY COMMITTEE No. 11-95 CLOSED-END FUND COMMITTEE No. 5-95 RE: INSTITUTE STATEMENT ON INDEXING COST BASIS FOR INFLATION ______________________________...

February 1, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 3-95 BROKER/DEALER ADVISORY COMMITTEE No. 3-95 OPERATIONS COMMITTEE No. 4-95 TRANSFER AGENT ADVISORY COMMITTEE No. 10-95 RE: INSTITUTE LETTER TO SEC STAFF ON THE OPERATIONAL BURDENS OF THE NON-SIPC STATUS DISCLOSURE...

1 See Memorandum to Bank Broker/Dealer Advisory Committee No. 30-94, Operations Committee No. 36-94, dated December 20, 1994. February 1, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 4-95 OPERATIONS COMMITTEE No. 5-95 RE: DRAFT INSTITUTE COMMENT LETTER ON NASD’S PROPOSED BANK...

January 25, 1995 TO: OPERATIONS COMMITTEE No. 3-95 RE: INVESTMENT MANAGEMENT INDUSTRY DISASTER RECOVERY SURVEY SPECIAL REQUEST FOR COMPLETION OF SURVEY _______________________________________________________________________ Last fall, the Investment Company Institute’s Operations...

January 9, 1995 TO: DIRECT MARKETING COMMITTEE No. 2-95 HUMAN RESOURCES AND TRAINING No. 2-95 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 2-95 MARKETING POLICY COMMITTEE No. 3-95 MEMBERS - ONE PER COMPLEX No. 3-95 OPERATIONS COMMITTEE No. 2-95 SALES FORCE MARKETING COMMITTEE No. 2...