Operations Content

July 17, 1996 TO: OPERATIONS COMMITTEE No. 14-96 RE: CHECK AGING STUDY ______________________________________________________________________________ On April 9, 1996 a request for participation in the 1996 Check Aging Study was sent to the Operations Committee (attached). This is...

1 See Institute Memoranda to Tax Committee No. 13-96, Operations Committee No. 8-96 and Transfer Agent Advisory Committee No. 23-96, dated April 30, 1996, and to Tax Members No. 19-96, Operations Members No. 18-96 and Transfer Agent Advisory Committee No. 22-96, dated April 25, 1996...

July 12, 1996 TO: MEMBERS - ONE PER COMPLEX No. 57-96 OPERATIONS COMMITTEE No. 12-96 SEC RULES COMMITTEE No. 73-96 SUBCOMMITTEE ON ADVERTISING No. 20-96 RE: REGISTRATION OF INTERNET DOMAIN NAMES ______________________________________________________________________________ As part of...

June 19, 1996 TO: DIRECT MARKETING COMMITTEE No. 18-96 INDUSTRY STATISTICS COMMITTEE No. 16-96 INSTITUTIONAL FUNDS COMMITTEE No. 11-96 MEMBERS - ONE PER COMPLEX No. 49-96 OPERATIONS COMMITTEE No. 10-96 PENSION COMMITTEE No. 27-96 RESEARCH COMMITTEE No. 24-96 RE: 1995 Annual...

June 19, 1996 TO: DIRECT MARKETING COMMITTEE No. 19-96 INDUSTRY STATISTICS COMMITTEE No. 17-96 MARKETING POLICY COMMITTEE No. 20-96 MEMBERS - ONE PER COMPLEX No. 50-96 OPERATIONS COMMITTEE No. 11-96 PUBLIC INFORMATION COMMITTEE No. 25-96 RESEARCH COMMITTEE No. 25-96 SALES FORCE...

1 See Memorandum to Compliance Committee No. 9-96, Operations Committee No. 7-96, SEC Rules Members No. 18-96 and Transfer Agent Advisory Committee No. 20-96, dated April 16, 1996. June 11, 1996 TO: COMPLIANCE COMMITTEE No. 14-96 OPERATIONS COMMITTEE No. 9-96 SEC RULES COMMITTEE No...

* See Institute Memorandum to Tax Members No. 19-96, Operations Members No. 18-96 and Transfer Agent Advisory Committee No. 22-96, dated April 25, 1996. VIA FAX April 30, 1996 TO: TAX COMMITTEE No. 13-96 OPERATIONS COMMITTEE No. 8-96 TRANSFER AGENT ADVISORY COMMITTEE No. 23-96 RE: MAY...

1 For example, where an “established customer” (as defined in the rules) of a non-bank financial institution originates a transmittal order, the institution must keep the following information: (1) the name and address of the transmittor; (2) the amount and execution date of the...

April 9, 1996 TO: OPERATIONS COMMITTEE No. 6-96 RE: CHECK AGING STUDY-MAY, 1996 ______________________________________________________________________________ At the November 28, 1995 meeting, the Operations Committee agreed to conduct an aging study of checks presented for mutual...

April 2, 1996 TO: OPERATIONS COMMITTEE No. 5-96 RE: OPERATIONS COMMITTEE MEETING AGENDA APRIL 25 -- WASHINGTON, DC ______________________________________________________________________________ Attached you will find the agenda for the Operations Committee meeting on Thursday, April...