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Memo#
6948

RESEARCH SEMINARS: MARKET TRENDS AND STRATEGIES

May 18, 1995 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 10-95 DIRECT MARKETING COMMITTEE No. 22-95 INDUSTRY STATISTICS COMMITTEE No. 11-95 MARKETING POLICY COMMITTEE No. 26-95 MEMBERS - ONE PER COMPLEX No. 49-95 OPERATIONS COMMITTEE No. 19-95 PUBLIC INFORMATION COMMITTEE No. 15-95...
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Memo#
6827

HOUSE PASSES TAX CUT BILL

April 7, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 19-95 CLOSED-END FUND COMMITTEE No. 16-95 FEDERAL LEGISLATION COMMITTEE No. 15-95 OPERATIONS COMMITTEE No. 18-95 PENSION COMMITTEE No. 7-95 TAX COMMITTEE No. 16-95 TRANSFER AGENT ADVISORY COMMITTEE No. 25-95 RE: HOUSE PASSES TAX CUT...
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Memo#
6825

MANNY HERNANDEZ RETIRES FROM COLONIAL

April 4, 1995 TO: OPERATIONS COMMITTEE No. 17-95 BROKER/DEALER ADVISORY COMMITTEE No. 14-95 BANK BROKER/DEALER ADVISORY COMMITTEE No. 12-95 TRANSFER AGENT ADVISORY COMMITTEE No. 24-95 RE: MANNY HERNANDEZ RETIRES FROM COLONIAL ___________________________________________________________...
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Memo#
6782

APRIL 11 CONFERENCE ON NEW CONTINUING EDUCATION REQUIREMENTS

March 22, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 9-95 BROKER/DEALER ADVISORY COMMITTEE No. 10-95 DIRECT MARKETING COMMITTEE No. 19-95 HUMAN RESOURCES FORUM No. 8-95 MARKETING POLICY COMMITTEE No. 20-95 MEMBERS - ONE PER COMPLEX No. 35-95 OPERATIONS COMMITTEE No. 16-95...
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Memo#
6773

SEC ADOPTS T+3 SETTLEMENT FOR MUNICIPAL SECURITIES

March 16, 1995 TO: OPERATIONS COMMITTEE No. 15-95 SEC RULES COMMITTEE No. 43-95 TRANSFER AGENT ADVISORY COMMITTEE No. 19-95 UNIT INVESTMENT TRUST COMMITTEE No. 32-95 RE: SEC ADOPTS T+3 SETTLEMENT FOR MUNICIPAL SECURITIES ________________________________________________________________...
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Memo#
6751

3/14 MEETING ON PROPOSED AMENDMENTS TO RULE 6C-10 CANCELLED

1 See Memorandum to Accounting/Treasurers Committee No. 12-95, Institutional Funds Committee No. 4-95, Operations Committee No. 10-95, SEC Rules Committee No. 32-95 and Unit Investment Trust Committee No. 23-95, dated February 28, 1995. 2 As proposed, the amendments would not extend...
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Memo#
6759

SEC DELAYS EFFECTIVE DATE OF NON-SIPC DISCLOSURE REQUIREMENT

March 13, 1995 TO: MEMBERS - ONE PER COMPLEX No. 33-95 SEC RULES COMMITTEE No. 40-95 OPERATIONS COMMITTEE No. 14-95 TRANSFER AGENT ADVISORY COMMITTEE No. 18-95 UNIT INVESTMENT TRUST COMMITTEE No. 29-95 RE: SEC DELAYS EFFECTIVE DATE OF NON-SIPC DISCLOSURE REQUIREMENT __________________...
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Memo#
6726

OPERATIONS COMMITTEE MEETING AGENDA MARCH 18, 1995 - PALM DESERT, CA

March 6, 1995 TO: OPERATIONS COMMITTEE No. 12-95 RE: OPERATIONS COMMITTEE MEETING AGENDA MARCH 18, 1995 - PALM DESERT, CA ______________________________________________________________________________ Attached you will find the agenda for the Operations Committee meeting on Saturday...