Operations Content

September 27, 1996 TO: OPERATIONS COMMITTEE No. 24-96 RE: OPERATIONS COMMITTEE MEETING AGENDA, OCTOBER 20, 1996 -- ORLANDO, FLORIDA ______________________________________________________________________________ Attached you will find the agenda for the Operations Committee meeting on...

September 26, 1996 TO: OPERATIONS COMMITTEE No. 23-96 TRANSFER AGENT ADVISORY COMMITTEE No. 56-96 RE: BUSINESS RECOVERY SURVEY ______________________________________________________________________________ As we previously informed you, the Transfer Agent Advisory Committee recently...

September 24, 1996 TO: DIRECT MARKETING COMMITTEE No. 29-96 INDUSTRY STATISTICS COMMITTEE No. 24-96 INSTITUTIONAL FUNDS COMMITTEE No. 19-96 MEMBERS - ONE PER COMPLEX No. 66-96 OPERATIONS COMMITTEE No. 22-96 PENSION COMMITTEE No. 39-96 RESEARCH COMMITTEE No. 32-96 SALES FORCE MARKETING...

September 4, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 20-96 OPERATIONS COMMITTEE No. 21-96 SEC RULES COMMITTEE No. 93-96 TRANSFER AGENT ADVISORY COMMITTEE No. 54-96 ABANDONED PROPERTY TASK FORCE RE: SEC PROPOSED RULES CONCERNING LOST SECURITYHOLDERS _________________________________...

August 27, 1996 TO: OPERATIONS COMMITTEE No. 20-96 TRANSFER AGENT ADVISORY COMMITTEE No. 51-96 RE: CHECK AGING STUDY ______________________________________________________________________________ Attached are the results of the Operations Committee
s Check Aging Study. This is a study...

August 13, 1996 TO: OPERATIONS COMMITTEE No. 19-96 TRANSFER AGENT ADVISORY COMMITTEE No. 48-96 RE: BUSINESS RECOVERY SURVEY ______________________________________________________________________________ The Transfer Agent Advisory Committee recently established a task force to assess...

August 8, 1996 TO: OPERATIONS COMMITTEE No. 18-96 RE: CONTINUING EDUCATION AND TRAINING ADVISORY GROUP MEETING ______________________________________________________________________________ As you may know, the Institute recently formed a new Continuing Education and Training Advisory...

August 7, 1996 TO: OPERATIONS COMMITTEE No. 17-96 RE: NOTICE OF MEETING -- OCTOBER 20, 1996 ______________________________________________________________________________ The next meeting of the Operations Committee will take place on Sunday, October 20, 1996 at the Walt Disney World...

1 These regulations were contained within a comprehensive package of regulations devoted primarily to backup withholding issues. See Institute Memorandum to Tax Members No. 5-96, Operations Members No. 5-96, Closed-End Fund Members No. 2-96, Unit Investment Trust Members No. 5-96 and...

August 2, 1996 TO: OPERATIONS COMMITTEE No. 15-96 TRANSFER AGENT ADVISORY COMMITTEE No. 44-96 BROKER/DEALER ADVISORY COMMITTEE No. 15-96 BANK AND TRUST ADVISORY COMMITTEE No. 26-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 1-96 RE: OPERATIONS CONFERENCE REGULATORY PANEL...