Operations Content

April 9, 1997 TO: OPERATIONS COMMITTEE No. 8-97 RE: OPERATIONS COMMITTEE MEETING AGENDA APRIL 24 -- WASHINGTON, D.C. ______________________________________________________________________________ Attached you will find the agenda for the Operations Committee meeting on Thursday, April...

April 9, 1997 TO: OPERATIONS COMMITTEE No. 9-97 RE: YEAR 2000 DATA PROCESSING CONVERSION -- PLANNING AND PROGRAM SURVEY _____________________________________________________________________________ Please take a few moments to complete the attached brief questionnaire seeking high...

March 17, 1997 TO: BOARD OF GOVERNORS No. 20-97 OPERATIONS COMMITTEE No. 7-97 PRIMARY CONTACTS - MEMBER COMPLEX (MEMBERS - ONE PER COMPLEX) No. 18-97 RE: Operational Considerations of Industry Growth and Change __________________________________________________________________________...

March 3, 1997 TO: OPERATIONS COMMITTEE No. 5-97 RE: (1) SECOND NOTICE OF MEETING -- APRIL 24, 1997 (2) NOTICE OF COMMITTEE DINNER -- APRIL 23, 1997 ______________________________________________________________________________ This is a reminder that the next meeting of the Operations...

February 19, 1997 TO: PRIMARY CONTACTS - MEMBER COMPLEX (MEMBERS - ONE PER COMPLEX) No. 8-97 TRANSFER AGENT ADVISORY COMMITTEE No. 9-97 OPERATIONS COMMITTEE No. 4-97 RE: TREASURY DESIGNATION OF INDIVIDUALS AND ENTITIES AS BLOCKED PERSONS _______________________________________________...

* See Memorandum to Broker/Dealer Advisory Committee No. 20-96, Operations Committee No. 34-96, SEC Rules Committee No. 132-96 and Transfer Agent Advisory Committee No. 71-96, dated December 19, 1996. February 6, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 3-97 OPERATIONS COMMITTEE...

February 3, 1997 TO: DIRECT MARKETING COMMITTEE No. 4-97 INVESTMENT ADVISERS COMMITTEE No. 7-97 OPERATIONS COMMITTEE No. 2-97 PENSION COMMITTEE No. 4-97 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-97 SALES FORCE MARKETING COMMITTEE No. 4-97 RE: REMINDER - RETIREMENT PLANS CONFERENCE -...

January 22, 1997 TO: OPERATIONS COMMITTEE No. 1-97 RE: MEETING NOTICE -- APRIL 24, 1997 ______________________________________________________________________________ This is to announce that the next meeting of the Operations Committee will take place on April 24, 1997 in the David...

December 20, 1996 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 26-96 COMPLIANCE ADVISORY COMMITTEE No. 35-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 9-96 CONTINUING EDUCATION/TRAINING MEMBERS No. 12-96 DIRECT MARKETING COMMITTEE No. 37-96 HUMAN RESOURCES FORUM No. 8-96...