Operations Content

1 Securities and Exchange Commission Release Nos. 33-7475, 34-39321 and IC-22884 (Nov. 13, 1997). 2 15 U.S.C. 77b(a)(10), 77d(1), 77e(b). [9437] November 19, 1997 TO: OPERATIONS COMMITTEE No. 40-97 TRANSFER AGENT ADVISORY COMMITTEE No. 67-97 SEC RULES COMMITTEE No. 113-97 CLOSED-END...

[9426] November 18, 1997 TO: OPERATIONS COMMITTEE No. 38-97 RE: 1) NEW COMMITTEE CHAIRMAN 2) IMPORTANT DATES FOR 1998 ______________________________________________________________________________ The Institute is pleased to announce that Bill Smith, President of Pioneering Services...

[9394] November 6, 1997 TO: TAX COMMITTEE No. 39-97 ACCOUNTING/TREASURERS COMMITTEE No. 44-97 MARKETING POLICY COMMITTEE No. 33-97 DIRECT MARKETING COMMITTEE No. 24-97 SALES FORCE MARKETING COMMITTEE No. 24-97 PUBLIC INFORMATION COMMITTEE No. 30-97 SHAREHOLDER COMMUNICATIONS COMMITTEE...

1 Letter from Dennis P. Wood, Chief, Compliance Programs Division, Office of Foreign Assets Control, to Paul Stevens, General Counsel, Investment Company Institute, dated October 8, 1997. [9346] October 17, 1997 TO: OPERATIONS COMMITTEE No. 36-97 PRIMARY CONTACTS - MEMBER COMPLEX No...

1 Any undistributed capital gain reported to shareholders on IRS Form 2439 will be reported on line 11 of Schedule D. [9318] October 8, 1997 TO: TAX COMMITTEE No. 35-97 ACCOUNTING/TREASURERS COMMITTEE No. 39-97 OPERATIONS COMMITTEE No. 35-97 TRANSFER AGENT ADVISORY COMMITTEE No. 54-97...

[9271] September 25, 1997 TO: BANK AND TRUST ADVISORY COMMITTEE No. 10-97 BROKER/DEALER ADVISORY COMMITTEE No. 13-97 COMPLIANCE ADVISORY COMMITTEE No. 27-97 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 9-97 CONTINUING EDUCATION/TRAINING MEMBERS No. 3-97 DIRECT MARKETING...

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...

[9221] September 5, 1997 TO: PENSION MEMBERS No. 41-97 OPERATIONS COMMITTEE No. 32-97 TRANSFER AGENT ADVISORY COMMITTEE No. 46-97 RE: SEC NO-ACTION LETTER ADDRESSES PRICING OF ORDERS PLACED WITH THIRD PARTIES UNDER RULE 22c-1 ___________________________________________________________...

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...

[9191] August 22, 1997 TO: OPERATIONS COMMITTEE No. 30-97 RE: OPERATIONS COMMITTEE MEETING AGENDA, SEPTEMBER 14, 1997 -- SCOTTSDALE, ARIZONA ______________________________________________________________________________ Attached you will find the agenda for the Operations Committee...