Operations Content

1 Year 2000 Readiness Reports to Be Made by Transfer Agents, SEC Release No. 34-39726; File No. S7-8-98 (March 5, 1998); and Reports to Be Made by Certain Brokers and Dealers, SEC Release No. 34-39724, IC-23059, IA-1704; File No. S7-7-98 (March 5, 1998) (collectively, the “proposed...

* See Memorandum to Accounting/Treasurers Committee No. 9-98, Operations Committee No. 11-98, SEC Rules Committee No. 17-98, Transfer Agent Advisory Committee No. 11-98 and Equity Markets Task Force, dated February 26, 1998. [9749] March 10, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No...

[9717] February 26, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-98 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-98 DIRECT MARKETING COMMITTEE No. 5-98 DIRECTOR SERVICES COMMITTEE No. 1-98 FEDERAL LEGISLATION COMMITTEE No. 1-98 INDUSTRY STATISTICS COMMITTEE No. 4-98 INTERNATIONAL...

[9715] February 26, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-98 OPERATIONS COMMITTEE No. 11-98 SEC RULES COMMITTEE No. 17-98 TRANSFER AGENT ADVISORY COMMITTEE No. 11-98 EQUITY MARKETS TASK FORCE RE: NYSE PROPOSES AMENDMENTS TO CIRCUIT BREAKER RULES ______________________________...

[9686] February 18, 1998 TO: DIRECT MARKETING COMMITTEE No. 3-98 INDUSTRY STATISTICS COMMITTEE No. 3-98 OPERATIONS COMMITTEE No. 10-98 PENSION COMMITTEE No. 7-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 7-98 PUBLIC INFORMATION COMMITTEE No. 4-98 SALES FORCE MARKETING COMMITTEE No. 3-98...

[9677] February 13, 1998 TO: PENSION MEMBERS No. 12-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 5-98 OPERATIONS COMMITTEE No. 9-98 RE: IRS CLARIFIES MAGNETIC FILING OF FORM 5498 ______________________________________________________________________________ The Internal Revenue...

[9660] February 10, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-98 OPERATIONS COMMITTEE No. 7-98 RE: NOTICE OF MEETING ON EUROPEAN CURRENCY CONVERSION ______________________________________________________________________________ The Institute has scheduled a special meeting to...

[9664] February 10, 1998 TO: OPERATIONS COMMITTEE No. 8-98 RE: MEETING NOTICE -- APRIL 23, 1998 ______________________________________________________________________________ This is to announce that the next meeting of the Operations Committee will take place on April 23, 1998 in the...

[9652] February 9, 1998 TO: CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 1-98 CONTINUING EDUCATION/TRAINING MEMBERS No. 1-98 OPERATIONS COMMITTEE No. 6-98 RE: PROPOSED CHANGES TO THE SECURITIES INDUSTRY CONTINUING EDUCATION PROGRAM _________________________________________...

1 Securities Exchange Act Release No. 34-39582 (January 26, 1998). [9650] February 6, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 5-98 OPERATIONS COMMITTEE No. 5-98 SEC RULES COMMITTEE No. 6-98 TRANSFER AGENT ADVISORY COMMITTEE No. 5-98 RE: SEC APPROVES INTERIM AMENDMENTS TO CIRCUIT...