Operations Content

[9934] May 15, 1998 TO: BOARD OF GOVERNORS No. 29-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 37-98 OPERATIONS COMMITTEE No. 24-98 ACCOUNTING/TREASURERS COMMITTEE No. 22-98 SMALL FUNDS COMMITTEE No. 9-98 RE: CONFERENCE ON YEAR 2000 TESTING FOR U.S. TREASURY SECURITIES MARKET; INFORMATION...

[9916] May 11, 1998 TO: OPERATIONS COMMITTEE No. 23-98 SMALL FUNDS COMMITTEE No. 8-98 RE: YEAR 2000 SURVEY - SECOND REQUEST ______________________________________________________________________________ As you may recall, the Institute sent a questionnaire regarding Y2K planning and...

* See Memorandum to Accounting/Treasurers Committee No. 13-98, Compliance Advisory Committee No. 8-98, Independent Accountants Advisory Committee No. 3-98, Internal Audit Committee No. 2-98, Investment Advisers Committee No. 10-98, Operations Committee No. 13-98, SEC Rules Committee...

[9823] April 3, 1998 TO: OPERATIONS COMMITTEE No. 21-98 RE: MEETING AGENDA FOR APRIL 23, 1998 ______________________________________________________________________________ Attached is the agenda for the meeting of the Operations Committee that will take place on Thursday, April 23...

[9805] March 27, 1998 TO: COMPLIANCE ADVISORY COMMITTEE No. 10-98 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 5-98 CONTINUING EDUCATION/TRAINING MEMBERS No. 4-98 OPERATIONS COMMITTEE No. 20-98 RE: SEC ADOPTS REVISIONS TO THE SECURITIES INDUSTRY CONTINUING EDUCATION...

[9793] March 24, 1998 TO: CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 4-98 OPERATIONS COMMITTEE No. 19-98 RE: SPRING MEETING SCHEDULED FOR APRIL 30, 1998, IN WASHINGTON, DC ______________________________________________________________________________ The next meeting of...

* See Memorandum to Accounting/Treasurers Committee No. 14-98, Operations Committee No. 14-98, SEC Rules Committee No. 24-98, Transfer Agent Advisory Committee No. 15-98 and Equity Markets Task Force, dated March 10, 1998. [9771] March 18, 1998 TO: ACCOUNTING/TREASURERS MEMBERS No. 5...

[9765] March 17, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-98 OPERATIONS COMMITTEE No. 17-98 SEC RULES COMMITTEE No. 25-98 TRANSFER AGENT ADVISORY COMMITTEE No. 18-98 RE: CAPACITY PLANNING PAPER ______________________________________________________________________________...

[9758] March 16, 1998 TO: OPERATIONS COMMITTEE No. 16-98 SMALL FUNDS COMMITTEE No. 6-98 RE: YEAR 2000 DATA PROCESSING CONVERSION -- PLANNING AND PROGRAM SURVEY ______________________________________________________________________________ Please take a few moments to complete the...

[9755] March 13, 1998 TO: BANK AND TRUST ADVISORY COMMITTEE No. 3-98 BROKER/DEALER ADVISORY COMMITTEE No. 4-98 OPERATIONS COMMITTEE No. 15-98 TRANSFER AGENT ADVISORY COMMITTEE No. 16-98 RE: MEDALLION STAMP DOCUMENT PREPARED BY TRANSFER AGENT ADVISORY COMMITTEE TASK FORCE _____________...