Operations Content

1 See, e.g., Institute Memorandum to Tax Committee No. 3-99, Operations Committee No. 4-99, Transfer Agent Advisory Committee No. 12-99 and Bank and Trust Advisory Committee No. 3-99, dated February 3, 1999. 2 See, e.g., Institute Memorandum to Operations Members No. 35-98, Tax...

1 See Memorandum to Operations Committee No. 10-99, SEC Rules Committee No. 20-99, and Technology Task Force, dated March 18, 1999. [10914] April 19, 1999 TO: OPERATIONS COMMITTEE No. 16-99 SEC RULES COMMITTEE No. 29-99 TECHNOLOGY TASK FORCE RE: INSTITUTE COMMENT LETTER ON EDGAR...

[10902] April 16, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-99 OPERATIONS COMMITTEE No. 15-99 SECURITIES OPERATIONS SUBCOMMITTEE RE: SIIA CONFERENCE ON STREAMLINING SECURITIES PROCESSING ______________________________________________________________________________ The Software...

1 Revised Transfer Agent Form and Related Rule, Rel. No. 34-41204 (March 23, 1999); 64 Fed. Reg. 15310 (March 31, 1999) (the “Release”). 2 Currently, Rule 17Ac2-2 provides that a registered transfer agent is required to complete only Items 1 through 4 of Form TA-2 if it: received...

[10890] April 13, 1999 TO: OPERATIONS COMMITTEE No. 13-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 44-99 SEC RULES COMMITTEE No. 27-99 SMALL FUNDS COMMITTEE No. 4-99 TECHNOLOGY TASK FORCE ATTENDEES OF DECEMBER 9, 1998 AND EXPECTED ATTENDEES OF APRIL 28, 1999 Y2K PROJECT LEADERS MEETING...

[10882] April 9, 1999 TO: OPERATIONS COMMITTEE No. 12-99 RE: MEETING AGENDA FOR APRIL 23, 1999 ______________________________________________________________________________ Attached is the agenda for the meeting of the Operations Committee that will take place on Friday, April 23...

1 See Institute Memorandum to Tax Committee No. 3-99, Operations Committee No. 4-99, Transfer Agent Advisory Committee No. 12-99 and Bank and Trust Advisory Committee No. 3-99, dated February 3, 1999. [10880] April 8, 1999 TO: TAX COMMITTEE No. 7-99 OPERATIONS COMMITTEE No. 11-99...

1 SEC Release No. IC-23735 (March 16, 1999). [10812] March 18, 1999 TO: OPERATIONS COMMITTEE No. 10-99 SEC RULES COMMITTEE No. 20-99 TECHNOLOGY TASK FORCE RE: SEC PROPOSES RULE CHANGES TO ACCOMMODATE EDGAR MODERNIZATION _________________________________________________________________...

1 Operational Capability Requirements of Registered Broker-Dealers and Transfer Agents and Year 2000 Compliance, Rel. No. 34-41142 (March 5, 1999); 64 Fed. Reg. 12127 (March 11, 1999) (the “Release”). 1 [10800] March 15, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-99 CLOSED-END...

[10766] March 2, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 6-99 BROKER/DEALER ADVISORY COMMITTEE No. 7-99 OPERATIONS COMMITTEE No. 8-99 TRANSFER AGENT ADVISORY COMMITTEE No. 19-99 RE: INSTITUTE MEMORANDUM ON "EMERGENCY" PRICING PROCEDURES _________________________________________...