Operations Content

[11229] September 9, 1999 TO: FEDERAL LEGISLATION COMMITTEE No. 2-99 OPERATIONS COMMITTEE No. 36-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 81-99 PUBLIC INFORMATION COMMITTEE No. 37-99 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 12-99 TECHNOLOGY TASK FORCE RE: YEAR 2000 INVESTOR KIT ______...

[11226] September 8, 1999 TO: OPERATIONS COMMITTEE No. 35-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 80-99 SEC RULES COMMITTEE No. 64-99 SMALL FUNDS COMMITTEE No. 12-99 TRANSFER AGENT ADVISORY COMMITTEE No. 56-99 TECHNOLOGY TASK FORCE MUTUAL FUND YEAR 2000 PROJECT LEADERS (Attendees of...

[11215] September 1, 1999 TO: OPERATIONS COMMITTEE No. 34-99 RE: NOTICE OF MEETING - NOVEMBER 14, 1999 ______________________________________________________________________________ The next meeting of the Operations Committee will take place on Sunday, November 14, 1999 at the Walt...

1 The House version of the bill, H.R. 2488 (the “Financial Freedom Act of 1999”), was passed by the House on July 22, 1999. See Institute Memorandum to Pension Committee No. 46-99 and Pension Operations Advisory Committee No. 36-99, dated July 28, 1999, for a discussion of pension...

1 Note, however, that shareholders filing Form 4952, “Investment Interest Expense Deduction,” and electing to include certain net capital gains in “investment income” will be required to complete Schedule D. 2 See, e.g., Institute Memorandum to Accounting/Treasurers Committee No. 20...

1 Year 2000 Operational Capability Requirements for Registered Broker-Dealers and Transfer Agents, Rel. No. 34-41661 (July 27, 1999); 64 Fed. Reg. 42012 (August 3, 1999). The Commission had proposed a series of rules that would have imposed permanent operational capability standards...

[11161] August 4, 1999 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 74-99 BOARD OF GOVERNORS No. 50-99 OPERATIONS COMMITTEE No. 30-99 SMALL FUNDS COMMITTEE No. 11-99 TRANSFER AGENT ADVISORY COMMITTEE No. 50-99 TECHNOLOGY TASK FORCE MUTUAL FUND YEAR 2000 PROJECT LEADERS RE: SECURITIES...

[11153] August 3, 1999 TO: OPERATIONS COMMITTEE No. 29-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 73-99 SEC RULES COMMITTEE No. 58-99 SMALL FUNDS COMMITTEE No. 10-99 TRANSFER AGENT ADVISORY COMMITTEE No. 48-99 TECHNOLOGY TASK FORCE MUTUAL FUND YEAR 2000 PROJECT LEADERS (See Attached...

1[11147] July 30, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-99 BROKER/DEALER ADVISORY COMMITTEE No. 20-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-99 COMPLIANCE ADVISORY COMMITTEE No. 31-99 EQUITY MARKETS ADVISORY COMMITTEE No. 27-99 FIXED-INCOME ADVISORY COMMITTEE No. 4...

[11093] July 1, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-99 BROKER/DEALER ADVISORY COMMITTEE No. 17-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-99 COMPLIANCE ADVISORY COMMITTEE No. 27-99 EQUITY MARKETS ADVISORY COMMITTEE No. 25-99 FIXED-INCOME ADVISORY COMMITTEE No. 2-99...