Operations Content

[12393] July 26, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 18-00 BROKER/DEALER ADVISORY COMMITTEE No. 15-00 OPERATIONS COMMITTEE No. 16-00 TAX COMMITTEE No. 31-00 TRANSFER AGENT ADVISORY COMMITTEE No. 34-00 RE: INSTITUTE COMMENTS ON REVISED FORM 1042-S FOR YEAR 2001 INFORMATION...

[12266] July 17, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 16-00 BROKER/DEALER ADVISORY COMMITTEE No. 14-00 OPERATIONS COMMITTEE No. 15-00 TAX COMMITTEE No. 29-00 TRANSFER AGENT ADVISORY COMMITTEE No. 31-00 RE: IRS RELEASES DRAFT OF REVISED FORM 1042-S FOR YEAR 2001 INFORMATION...

[12263] July 17, 2000 TO: OPERATIONS COMMITTEE No. 14-00 TRANSFER AGENT ADVISORY COMMITTEE No. 30-00 RE: TRANSFER OF RETIREMENT ASSETS SURVEY The Transfer Agent Advisory Committee recently formed a task force to assess current industry practices and procedures with respect to...

[11957] June 16, 2000 TO: BOARD OF GOVERNORS No. 33-00 BROKER/DEALER ADVISORY COMMITTEE No. 13-00 DIRECT MARKETING COMMITTEE No. 12-00 INDUSTRY STATISTICS COMMITTEE No. 5-00 OPERATIONS COMMITTEE No. 13-00 PENSION COMMITTEE No. 40-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 42-00...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 1-00, Operations Committee No. 1-00, Tax Committee No. 1-00, and Transfer Agent Advisory Committee No. 2-00, dated January 11, 2000. [11902] May 24, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 13-00 BROKER/DEALER...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 10-00, Broker/Dealer Advisory Committee No. 6- 00, Operations Committee No. 8-00, Tax Committee No. 15-00, Transfer Agent Advisory Committee No. 19-00, dated April 5, 2000. 2 Additional materials discussing the new...

1 The STAMP Medallion program was organized in 1992 when Rule 17Ad-15 of the Securities Exchange Act of 1934 was adopted. Rule 17Ad-15 prohibits inequitable treatment of eligible guarantor institutions, requires transfer agents to establish written standards for the acceptance of...

[11798] April 10, 2000 TO: OPERATIONS COMMITTEE No. 9-00 RE: OPERATIONS COMMITTEE MEETING AGENDA, APRIL 27, 2000 - WASHINGTON, D.C. ______________________________________________________________________________ Attached is the agenda for the meeting of the Operations Committee that...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 6-00, Broker/Dealer Advisory Committee No. 4-00, Operations Committee No. 6-00, Tax Committee No. 10-00, Transfer Agent Advisory Committee No. 13-00, dated March 16, 2000. [11789] April 5, 2000 TO: BANK AND TRUST...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 6-00, Broker/Dealer Advisory Committee No. 4-00, Operations Committee No. 6-00, Tax Committee No. 10-00, and Transfer Agent Advisory Committee No. 13-00, dated March 16, 2000. [11749] March 21, 2000 TO: BANK AND TRUST...