Operations Content

[13263] March 14, 2001 TO: INVESTMENT ADVISERS COMMITTEE No. 5-01 SEC RULES COMMITTEE No. 25-01 ELECTRONIC COMMERCE ADVISORY COMMITTEE No. 5-01 OPERATIONS COMMITTEE No. 10-01 TRANSFER AGENT ADVISORY COMMITTEE No. 22-01 RE: SEC PROPOSAL REGARDING ELECTRONIC RECORDKEEPING BY INVESTMENT...

[13242] March 12, 2001 TO: CONTINUING EDUCATION AND TRAINING MEMBERS No. 3-01 HUMAN RESOURCES FORUM No. 3-01 OPERATIONS COMMITTEE No. 8-01 RE: NASDR PUBLISHES GUIDANCE ON THE IN-FIRM DELIVERY OF THE REGULATORY ELEMENT OF CONTINUING EDUCATION As we previously informed you, in December...

[13237] March 9, 2001 TO: OPERATIONS COMMITTEE No. 7-01 RE: 1) NEW COMMITTEE CHAIRPERSON 2) MEETING NOTICE - APRIL 26, 2001 The Institute is pleased to announce that Jan Clifford, President of MFS Service Center, Inc., has agreed to succeed Bill Smith as the Institute’s Operations...

[13145] February 21, 2001 TO: OPERATIONS COMMITTEE No. 5-01 TRANSFER AGENT ADVISORY COMMITTEE No. 18-01 RE: ICI TRANSFER AGENT ADVISORY COMMITTEE - TRANSFER OF RETIREMENT ASSETS SURVEY RESULTS Last year, the Transfer Agent Advisory Committee established a Task Force to assess current...

[13171] February 15, 2001 TO: OPERATIONS COMMITTEE No. 4-01 PENSION MEMBERS No. 10-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 15-01 RESEARCH COMMITTEE No. 4-01 TAX COMMITTEE No. 7-01 TRANSFER AGENT ADVISORY COMMITTEE No. 16-01 RE: 2001 RETIREMENT PLANS CONFERENCE - TIME TO REGISTER...

[13149] February 12, 2001 TO: OPERATIONS COMMITTEE No. 3-01 PENSION COMMITTEE No. 11-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 13-01 TAX COMMITTEE No. 4-01 TRANSFER AGENT ADVISORY COMMITTEE No. 15-01 RE: CONFERENCE CALL SCHEDULED FOR MARCH 7, 2001 TO DISCUSS INDUSTRY COMMENTS ON...

[13028] January 12, 2001 TO: OPERATIONS COMMITTEE No. 2-01 TRANSFER AGENT ADVISORY COMMITTEE No. 3-01 RE: MULTISTATE FINANCIAL INSTITUTION DATA MATCH (MSFIDM) WORKSHOP FOR PERSONAL RESPONSIBILITY AND WORK OPPORTUNITY RECONCILIATION ACT - “DEADBEAT PARENTS” REPORTING As reported...

[12972] December 28, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 30-00 OPERATIONS COMMITTEE No. 30-00 TAX COMMITTEE No. 51-00 TRANSFER AGENT ADVISORY COMMITTEE No. 67-00 RE: IRS PROVIDES GUIDANCE FOR WITHHOLDING ON PAYMENTS TO FINANCIAL INSTITUTIONS ORGANIZED UNDER THE LAWS OF A US...

[12955] December 20, 2000 TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-00 BANK AND TRUST ADVISORY COMMITTEE No. 32-00 OPERATIONS COMMITTEE No. 29-00 RE: RESPONSIBILITY FOR 1099B TAX REPORTING FOR FUND/SERV EXCHANGE TRANSACTIONS In 1992 and 1993, the Institute issued memoranda regarding...

[12758] October 19, 2000 TO: PENSION MEMBERS No. 50-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 75-00 OPERATIONS COMMITTEE No. 27-00 TRANSFER AGENT ADVISORY COMMITTEE No. 53-00 TAX COMMITTEE No. 44-00 RE: IRS ANNOUNCES CODE CHANGES FOR IRAS ON 2001 FORM 1099-R The Internal Revenue...