Operations Content

[14034] October 10, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-01 BANK AND TRUST ADVISORY COMMITTEE No. 21-01 BROKER/DEALER ADVISORY COMMITTEE No. 25-01 OPERATIONS COMMITTEE No. 29-01 TAX COMMITTEE No. 26-01 TRANSFER AGENT ADVISORY COMMITTEE No. 77-01 RE: 2001 YEAR-END TAX...

[14027] October 5, 2001 TO: OPERATIONS COMMITTEE No. 28-01 TRANSFER AGENT ADVISORY COMMITTEE No. 74-01 RE: TRANSFER OF RETIREMENT ASSETS (TORA) SURVEY The Transfer Agent Advisory Committee recently formed a task force to assess current industry practices and procedures with respect to...

[14000] October 2, 2001 TO: OPERATIONS COMMITTEE No. 27-01 TRANSFER AGENT ADVISORY COMMITTEE No. 71-01 RE: ICI TRANSFER AGENT ADVISORY COMMITTEE -- REDEMPTION PRACTICES SURVEY Several months ago the Transfer Agent Advisory Committee established a Task Force to assess redemption...

[13973] September 25, 2001 TO: OPERATIONS COMMITTEE No. 26-01 RE: 2001 OPERATIONS CONFERENCE AND NOVEMBER 4 COMMITTEE MEETING CANCELLED As a result of the tragic events of September 11, the 2001 Operations Conference and Service Provider Exhibition scheduled from November 4-7 at the...

[13940] September 11, 2001 TO: BOARD OF GOVERNORS No. 43-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 61-01 PRIMARY CONTACTS - CLOSED-END FUNDS No. 3-01 PRIMARY CONTACTS - UNIT INVESTMENT TRUSTS CEOS SEC RULES COMMITTEE No. 72-01 ACCOUNTING/TREASURERS COMMITTEE No. 26-01 OPERATIONS...

[13863] August 17, 2001 TO: OPERATIONS COMMITTEE No. 24-01 RE: NOTICE OF MEETING - NOVEMBER 4, 2001 The next meeting of the Operations Committee will take place on Sunday, November 4, 2001 at the Hyatt Regency Grand Cypress located at One Grand Cypress Boulevard, Orlando, FL. The...

[13727] July 13, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-01 BANK AND TRUST ADVISORY COMMITTEE No. 10-01 BROKER/DEALER ADVISORY COMMITTEE No. 17-01 OPERATIONS COMMITTEE No. 23-01 TAX COMMITTEE No. 19-01 TRANSFER AGENT ADVISORY COMMITTEE No. 50-01 RE: 2001 YEAR-END TAX REPORTING...

[13711] July 10, 2001 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 47-01 OPERATIONS COMMITTEE No. 22-01 BROKER/DEALER ADVISORY COMMITTEE No. 16-01 BANK AND TRUST ADVISORY COMMITTEE No. 8-01 RE: STAMP 2000 PROGRAM - IMPLEMENTATION ISSUES As we previously informed you, STAMP, Inc. (the...

[13652] June 21, 2001 TO: DIRECT MARKETING COMMITTEE No. 7-01 OPERATIONS COMMITTEE No. 21-01 PENSION COMMITTEE No. 37-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 39-01 SALES FORCE MARKETING COMMITTEE No. 8-01 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 8-01 SMALL FUNDS COMMITTEE No. 9...

[13591] June 7, 2001 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 5-01 DIRECT MARKETING COMMITTEE No. 6-01 INDUSTRY STATISTICS COMMITTEE No. 4-01 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 8-01 MUTUAL FUND FACT BOOK PRIMARY CONTACTS - MEMBER COMPLEX No. 40-01 PUBLIC INFORMATION COMMITTEE No...