Operations Content

[16723] October 31, 2003 TO: SEC RULES COMMITTEE No. 88-03 PENSION COMMITTEE No. 42-03 OPERATIONS COMMITTEE No. 23-03 ACCOUNTING/TREASURERS COMMITTEE No. 34-03 COMPLIANCE ADVISORY COMMITTEE No. 93-03 RE: INSTITUTE RECOMMENDATIONS REGARDING LATE TRADING AND MARKET TIMING The Institute...

[16667] October 14, 2003 TO: OPERATIONS COMMITTEE No. 22-03 SEC RULES COMMITTEE No. 82-03 SMALL FUNDS COMMITTEE No. 27-03 RE: INSTITUTE DRAFT COMMENT LETTER ON REVISED NASD BUSINESS CONTINUITY PLAN RULE PROPOSAL The Investment Company Institute has prepared a draft comment letter...

[16623] October 7, 2003 TO: OPERATIONS COMMITTEE No. 21-03 SEC RULES COMMITTEE No. 80-03 SMALL FUNDS COMMITTEE No. 26-03 UNIT INVESTMENT TRUST MEMBERS No. 33-03 RE: SEC REQUEST FOR COMMENTS ON REVISED NASD BUSINESS CONTINUITY PLAN RULE PROPOSAL The Securities and Exchange Commission...

[16607] October 2, 2003 TO: OPERATIONS COMMITTEE No. 20-03 TRANSFER AGENT ADVISORY COMMITTEE No. 93-03 RE: 2003 CUSTOMER IDENTIFICATION PROGRAM SURVEY The Transfer Agent Advisory Committee established a task force, chaired by Charles Hawkins of PNC Financial Services Group, which...

[16573] September 24, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 54-03 OPERATIONS COMMITTEE No. 19-03 PENSION COMMITTEE No. 35-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 60-03 TAX COMMITTEE No. 60-03 TRANSFER AGENT ADVISORY COMMITTEE No. 88-03 RE: DRAFT COMMENT LETTER RESPONDING TO...

[16517] September 10, 2003 TO: OPERATIONS COMMITTEE No. 18-03 TRANSFER AGENT ADVISORY COMMITTEE No. 85-03 BROKER/DEALER ADVISORY COMMITTEE No. 29-03 BANK AND TRUST ADVISORY COMMITTEE No. 11-03 RE: MEMBER REVIEW OF HANDLING OF MUTUAL FUND ORDERS AND MARKET TIMING POLICIES In view of...

[16515] September 9, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 50-03 OPERATIONS COMMITTEE No. 17-03 PENSION COMMITTEE No. 33-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 57-03 TAX COMMITTEE No. 57-03 TRANSFER AGENT ADVISORY COMMITTEE No. 84-03 RE: DISCUSSION OUTLINE FOR WEDNESDAY...

[16499] September 5, 2003 TO: OPERATIONS COMMITTEE No. 16-03 RE: OPERATIONS COMMITTEE MEETING NOTICE - OCTOBER 19, 2003 The next meeting of the Operations Committee will take place on Sunday, October 19, 2003 at the New Orleans Marriott, in New Orleans, Louisiana. The Operations...

[16465] August 26, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 47-03 OPERATIONS COMMITTEE No. 14-03 PENSION COMMITTEE No. 31-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 54-03 TAX COMMITTEE No. 53-03 TRANSFER AGENT ADVISORY COMMITTEE No. 79-03 RE: CONFERENCE CALL TO DISCUSS REPORTING...

[16369] July 30, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-03 BANK AND TRUST ADVISORY COMMITTEE No. 9-03 BROKER/DEALER ADVISORY COMMITTEE No. 24-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 45-03 OPERATIONS COMMITTEE No. 13-03 TAX COMMITTEE No. 46-03 TRANSFER AGENT ADVISORY...