Operations Content

[16295] July 14, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 40-03 BROKER/DEALER ADVISORY COMMITTEE No. 22-03 COMPLIANCE ADVISORY COMMITTEE No. 54-03 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-03 INTERNATIONAL COMMITTEE No. 43-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 30-03...

[16240] June 26, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 37-03 BROKER/DEALER ADVISORY COMMITTEE No. 20-03 COMPLIANCE ADVISORY COMMITTEE No. 50-03 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-03 INTERNATIONAL COMMITTEE No. 40-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 28-03...

[16222] June 19, 2003 TO: OPERATIONS COMMITTEE No. 10-03 SEC RULES COMMITTEE No. 58-03 TRANSFER AGENT ADVISORY COMMITTEE No. 60-03 RE: SEC PROPOSES RULE AMENDMENTS CLARIFYING THE USE OF ELECTRONIC RECORDS BY TRANSFER AGENTS The Securities and Exchange Commission has proposed...

[16165] June 5, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 22-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-03 COMPLIANCE ADVISORY COMMITTEE No. 43-03 INVESTMENT ADVISERS COMMITTEE No. 12-03 OPERATIONS COMMITTEE No. 9-03 SEC RULES COMMITTEE No. 54-03 SMALL FUNDS COMMITTEE No. 21...

[15811] March 26, 2003 TO: OPERATIONS COMMITTEE No. 7-03 RE: MEETING AGENDA, APRIL 24, 2003 Attached you will find the agenda for the Operations Committee meeting1 to be held in the David Silver Conference Room of the Investment Company Institute on Thursday, April 24, 2003. The...

ACTION REQUESTED [15794] March 21, 2003 TO: OPERATIONS COMMITTEE No. 6-03 SEC RULES COMMITTEE No. 26-03 SMALL FUNDS COMMITTEE No. 9-03 RE: SEC REQUEST FOR COMMENT ON REVISED NASD BUSINESS CONTINUITY PLAN RULE PROPOSAL The Securities and Exchange Commission has published for comment a...

[15785] March 21, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 18-03 OPERATIONS COMMITTEE No. 5-03 PENSION COMMITTEE No. 8-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 17-03 TAX COMMITTEE No. 16-03 TRANSFER AGENT ADVISORY COMMITTEE No. 34-03 RE: MARCH 27 CONFERENCE CALL TO DISCUSS REVISED...

[15744] March 18, 2003 TO: OPERATIONS COMMITTEE No. 4-03 RE: NOTICE OF MEETING - APRIL 24, 2003 The next meeting of the Operations Committee will take place on Thursday, April 24, 2003 in the David Silver conference room (12th floor) of the Investment Company Institute, 1401 H Street...

[15739] March 10, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 15-03 OPERATIONS COMMITTEE No. 3-03 PENSION COMMITTEE No. 7-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 14-03 TAX COMMITTEE No. 14-03 TRANSFER AGENT ADVISORY COMMITTEE No. 28-03 RE: MARCH 13 CONFERENCE CALL TO DISCUSS DRAFT...

[15677] February 20, 2003 TO: OPERATIONS COMMITTEE No. 2-03 TRANSFER AGENT ADVISORY COMMITTEE No. 21-03 BROKER/DEALER ADVISORY COMMITTEE No. 8-03 BANK AND TRUST ADVISORY COMMITTEE No. 3-03 SMALL FUNDS COMMITTEE No. 7-03 RE: STAMP, SEMP & NYSE MEDALLION PROGRAMS - RECENT NOTICES ON...