Operations Content

ACTION REQUESTED [17401] April 19, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 8-04 BROKER/DEALER ADVISORY COMMITTEE No. 13-04 OPERATIONS COMMITTEE No. 7-04 PENSION COMMITTEE No. 20-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 32-04 SEC RULES COMMITTEE No. 36-04 SMALL FUNDS...

[17337] April 1, 2004 TO: OPERATIONS COMMITTEE No. 6-04 RE: OPERATIONS COMMITTEE MEETING AGENDA, APRIL 22, 2004 Attached you will find the agenda for the Operations Committee meeting1 to be held in the David Silver Conference Room of the Investment Company Institute on Thursday, April...

[17230] March 17, 2004 TO: OPERATIONS COMMITTEE No. 5-04 RE: OPERATIONS COMMITTEE MEETING NOTICE - APRIL 22, 2004 The next meeting of the Operations Committee will take place on Thursday, April 22, 2004 in the David Silver conference room (12th floor) of the Investment Company...

[17171] March 8, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 5-04 BROKER/DEALER ADVISORY COMMITTEE No. 8-04 OPERATIONS COMMITTEE No. 4-04 PENSION COMMITTEE No. 12-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 22-04 SEC RULES COMMITTEE No. 22-04 SMALL FUNDS COMMITTEE No. 17-04 TAX...

[17172] March 3, 2004 TO: OPERATIONS COMMITTEE No. 3-04 BROKER/DEALER ADVISORY COMMITTEE No. 7-04 BANK AND TRUST ADVISORY COMMITTEE No. 4-04 TRANSFER AGENT ADVISORY COMMITTEE No. 24-04 RE: SEC AND NASD PROPOSE TO PROHIBIT USE OF BROKERAGE COMMISSIONS TO FINANCE DISTRIBUTION; SEC SEEKS...

[16965] January 12, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-04 OPERATIONS COMMITTEE No. 2-04 SEC RULES COMMITTEE No. 4-04 SMALL FUNDS COMMITTEE No. 2-04 TECHNOLOGY ADVISORY COMMITTEE No. 1-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-04 RE: NEXT GENERATION FINANCIAL SERVICES...

[16957] January 12, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-04 COMPLIANCE ADVISORY COMMITTEE No. 4-04 OPERATIONS COMMITTEE No. 1-04 PENSION COMMITTEE No. 4-04 SEC RULES COMMITTEE No. 2-04 SMALL FUNDS COMMITTEE No. 1-04 TRANSFER AGENT ADVISORY COMMITTEE No. 3-04 RE: DRAFT...

[16873] December 12, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 38-03 COMPLIANCE ADVISORY COMMITTEE No. 107-03 OPERATIONS COMMITTEE No. 26-03 PENSION COMMITTEE No. 46-03 SEC RULES COMMITTEE No. 102-03 SMALL FUNDS COMMITTEE No. 33-03 TRANSFER AGENT ADVISORY COMMITTEE No. 112-03 RE...

[16832] December 1, 2003 TO: OPERATIONS COMMITTEE No. 25-03 TRANSFER AGENT ADVISORY COMMITTEE No. 106-03 BANK AND TRUST ADVISORY COMMITTEE No. 15-03 BROKER/DEALER ADVISORY COMMITTEE No. 35-03 SMALL FUNDS COMMITTEE No. 31-03 RE: STAMP/SEMP/STA AND NYSE RECOMMEND REJECTION OF OLD...

[16776] November 18, 2003 TO: BOARD OF GOVERNORS No. 62-03 CEOS ACCOUNTING/TREASURERS COMMITTEE No. 36-03 BROKER/DEALER ADVISORY COMMITTEE No. 32-03 COMPLIANCE ADVISORY COMMITTEE No. 100-03 FEDERAL LEGISLATION MEMBERS No. 23-03 INVESTMENT COMPANY DIRECTORS No. 18-03 OPERATIONS...