Operations Content

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18749] April 6, 2005 TO: OPERATIONS COMMITTEE No. 6-05...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18742] April 4, 2005 TO: OPERATIONS COMMITTEE No. 5-05 RE...

[18698] March 24, 2005 TO: 529 PLAN ADVISORY COMMITTEE No. 11-05 BROKER/DEALER ADVISORY COMMITTEE No. 9-05 OPERATIONS COMMITTEE No. 4-05 SEC RULES COMMITTEE No. 24-05 SMALL FUNDS COMMITTEE No. 8-05 TECHNOLOGY ADVISORY COMMITTEE No. 6-05 TRANSFER AGENT ADVISORY COMMITTEE No. 11-05...

[18631] March 4, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE No. 6-05 OPERATIONS COMMITTEE No. 3-05 SEC RULES COMMITTEE No. 20-05 SMALL FUNDS COMMITTEE No. 7-05 TECHNOLOGY ADVISORY COMMITTEE No. 5-05 TRANSFER AGENT ADVISORY COMMITTEE No. 6-05 VARIABLE INSURANCE PRODUCTS ADVISORY...

[18589] February 24, 2005 TO: OPERATIONS COMMITTEE No. 2-05 RE: OPERATIONS COMMITTEE MEETING NOTICE - APRIL 21, 2005 The next meeting of the Operations Committee will take place on Thursday, April 21, 2005 in the David Silver conference room (12th floor) of the Investment Company...

[18531] February 10, 2005 TO: BANK AND TRUST ADVISORY COMMITTEE No. 2-05 BROKER/DEALER ADVISORY COMMITTEE No. 3-05 OPERATIONS COMMITTEE No. 1-05 TRANSFER AGENT ADVISORY COMMITTEE No. 3-05 SMALL FUNDS COMMITTEE No. 3-05 RE: INSTITUTE URGES VOLUNTARY IMPLEMENTATION OF CENTRAL BREAKPOINT...

[18287] December 2, 2004 TO: BOARD OF GOVERNORS No. 82-04 CEOS BROKER/DEALER ADVISORY COMMITTEE No. 30-04 OPERATIONS COMMITTEE No. 22-04 SEC RULES COMMITTEE No. 95-04 SMALL FUNDS COMMITTEE No. 51-04 TRANSFER AGENT ADVISORY COMMITTEE No. 81-04 CHIEF COMPLIANCE OFFICER COMMITTEE No. 32...

[18116] October 19, 2004 TO: OPERATIONS COMMITTEE No. 21-04 RE: OPERATIONS COMMITTEE MEETING AGENDA, NOVEMBER 7, 2004 ORLANDO, FLORIDA Attached you will find the agenda for the Operations Committee meeting on Sunday, November 7, 2004. The meeting will be held in Grand Cypress D at the...

[18093] October 12, 2004 TO: OPERATIONS COMMITTEE No. 20-04 TRANSFER AGENT ADVISORY COMMITTEE No. 77-04 RE: 2004 SUSPICIOUS ACTIVITY REPORTING (SAR) SURVEY The Transfer Agent Advisory Committee established a task force, chaired by Lori Burgess of Delaware Service Company, who...

[18059] October 1, 2004 TO: OPERATIONS COMMITTEE No. 19-04 RE: OPERATIONS COMMITTEE MEETING - NOVEMBER 7, 2004 The next meeting of the Operations Committee will take place on Sunday, November 7, 2004 at the Hyatt Regency Grand Cypress in Orlando, Florida. The Operations Committee...