Operations Content

[11726] March 16, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 6-00 BROKER/DEALER ADVISORY COMMITTEE No. 4-00 OPERATIONS COMMITTEE No. 6-00 TAX COMMITTEE No. 10-00 TRANSFER AGENT ADVISORY COMMITTEE No. 13-00 RE: MARK YOUR CALENDAR - MAY 11, 2000 MEETING ON NONRESIDENT ALIEN...

[11685] March 1, 2000 TO: OPERATIONS COMMITTEE No. 5-00 RE: MEETING NOTICE - APRIL 27, 2000 ______________________________________________________________________________ This is to announce that the next meeting of the Operations Committee will take place on Thursday, April 27, 2000...

1 See Institute Memorandum to Pension Members No. 77-98, dated December 21, 1998. 2 See Institute Memorandum to Pension Committee 16-99 and Pension Operations Advisory Committee No. 17-99, dated March 17, 1999. The Institute also submitted comments prior to the issuance of the...

[11570] February 7, 2000 TO: OPERATIONS COMMITTEE No. 3-00 TRANSFER AGENT ADVISORY COMMITTEE No. 6-00 BANK AND TRUST ADVISORY COMMITTEE No. 3-00 BROKER/DEALER ADVISORY COMMITTEE No. 1-00 PENSION COMMITTEE No. 7-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-00 RE: NSCC RETIREMENT...

* See Memorandum to Closed-End Investment Company Committee No. 44-99, Investment Advisers Committee No. 16- 99, Operations Committee No. 43-99, SEC Rules Committee No. 96-99, Small Funds Committee No. 18-99, Transfer Agent Advisory Committee No. 70-99, and Unit Investment Trust...

1 See Institute Memorandum to Tax Committee No. 3-99, Operations Committee No. 4-99, Transfer Agent Advisory Committee No. 12-99, and Bank and Trust Advisory Committee No. 3-99, dated February 3, 1999. 2 The final withholding tax regulations, as amended, will apply to certain amounts...

[11507] December 31, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 35-99 OPERATIONS COMMITTEE No. 50-99 RE: TRUST PROCESSING SURVEY ______________________________________________________________________________ The National Securities Clearing Corporation (NSCC) implemented several...

* See Memorandum to Closed-End Investment Company Committee No. 44-99, Investment Advisers Committee No. 16- 99, Operations Committee No. 43-99, SEC Rules Committee No. 96-99, Small Funds Committee No. 18-99, Transfer Agent Advisory Committee No. 70-99, and Unit Investment Trust...

[11486] December 22, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 33-99 BROKER/DEALER ADVISORY COMMITTEE No. 37-99 OPERATIONS COMMITTEE No. 48-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 111-99 SEC RULES COMMITTEE No. 108-99 SMALL FUNDS MEMBERS No. 20-99 TRANSFER AGENT ADVISORY...

1 The SIA’s FSCCC will serve as the central resource of standardized information regarding the status of the securities industry during the millennium crossover. The FSCCC will gather information from the exchanges and utilities, payment systems, regulators, and other sources and make...