Operations Content

1 See Institute Memorandum to Tax Committee No. 23-97, Pension Committee No. 29-97, Operations Committee No. 28-97, Accounting/Treasurers Committee No. 22-97, Transfer Agent Advisory Committee No. 39-97, and Pension Operations Advisory Committee No. 26-97, dated August 5, 1997. 2 See...

1 See, e.g., Institute Memoranda to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory...

[9124] August 5, 1997 TO: CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 7-97 OPERATIONS COMMITTEE No. 26-97 RE: FALL MEETING SCHEDULED FOR SEPTEMBER 12-13, 1997, IN SCOTTSDALE ______________________________________________________________________________ As we previously...

August 5, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-97 COMPLIANCE ADVISORY COMMITTEE No. 21-97 OPERATIONS COMMITTEE No. 27-97 PRIMARY CONTACTS - MEMBER COMPLEX No. 51-97 SEC RULES COMMITTEE No. 74-97 RE: POSSIBLE FORMATION OF AD HOC INTERNAL AUDIT COMMITTEE; MEETING SCHEDULED...

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31- 97, Operations Members No. 13-97, International Members No. 12-97, Closed-end Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...

August 1, 1997 TO: OPERATIONS COMMITTEE No. 24-97 PRIMARY CONTACTS - MEMBER COMPLEX No. 48-97 TRANSFER AGENT ADVISORY COMMITTEE No. 35-97 MONEY LAUNDERING TASK FORCE RE: TREASURY DEPARTMENT ADDS INDIVIDUALS AND BUSINESSES TO ITS LIST OF ""SPECIALLY DESIGNATED NARCOTICS TRAFFICKERS"" _...

1 These rules apply, for example, to portfolio investments (except in the unusual situation where the investments are "effectively connected with the conduct of a US trade or business"). 2 As discussed in Example 6 of Treas. Reg. section 1.894-1T(d)(6), the principles of the...

1 See Institute Memorandum to Pension Members No. 24-97, Tax Members No. 22-97, Operations Committee No. 18-97, Pension Operations Advisory Committee No. 18-97, Transfer Agent Advisory Committee No. 28-97, dated June 20, 1997. June 27, 1997 TO: PENSION MEMBERS No. 25-97 TAX MEMBERS No...

1 See Institute Memorandum to Tax Members No. 19-97, Accounting/Treasurers Members No. 20-97, International Committee No. 20-97, Operations Committee No. 16-97, Transfer Agent Advisory Committee No. 25-97, Closed-End Investment Company Committee No. 23-97 and Unit Investment Trust...

June 27, 1997 TO: OPERATIONS COMMITTEE No. 21-97 RE: NOTICE OF MEETING -- SEPTEMBER 14, 1997 ______________________________________________________________________________ The next meeting of the Operations Committee will take place on Sunday, September 14, 1997 at the Scottsdale...