Operations Content

December 19, 1996 TO: BROKER/DEALER ADVISORY COMMITTEE No. 20-96 OPERATIONS COMMITTEE No. 34-96 SEC RULES COMMITTEE No. 132-96 TRANSFER AGENT ADVISORY COMMITTEE No. 71-96 RE: SEC STAFF INQUIRY REGARDING ""PORTABILITY"" OF MUTUAL FUND SHARES ____________________________________________...

December 9, 1996 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 25-96 COMPLIANCE ADVISORY COMMITTEE No. 34-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 7-96 CONTINUING EDUCATION/TRAINING MEMBERS No. 10-96 DIRECT MARKETING COMMITTEE No. 36-96 HUMAN RESOURCES FORUM No. 7-96...

December 4, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 27-96 OPERATIONS COMMITTEE No. 32-96 SEC RULES COMMITTEE No. 125-96 TRANSFER AGENT ADVISORY COMMITTEE No. 69-96 RE: INSTITUTE COMMENT LETTER ON PROPOSED RULES CONCERNING LOST SECURITYHOLDERS _______________________________________...

October 30, 1996 TO: OPERATIONS COMMITTEE No. 31-96 RE: CHECK AGING STUDY - NOVEMBER, 1996 ______________________________________________________________________________ At its October 20, 1996 meeting, the Operations Committee reviewed the results of the check aging study conducted...

October 29, 1996 TO: OPERATIONS COMMITTEE No. 30-96 RE: CHECK AGING STUDY - MAY, 1996 ______________________________________________________________________________ At its October 20, 1996 meeting, the Operations Committee reviewed the results of the check aging study conducted in May...

October 29, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 30-96 BROKER/DEALER ADVISORY COMMITTEE No. 18-96 COMPLIANCE COMMITTEE No. 31-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 5-96 DIRECT MARKETING COMMITTEE No. 32-96 HUMAN RESOURCES FORUM No. 6-96 HUMAN RESOURCES...

1 See Memorandum to Investment Advisers Committee No. 20-96, Operations Committee No. 21-96, SEC Rules Committee No. 93-96, Transfer Agent Advisory Committee No. 54-96 and Abandoned Property Task Force, dated September 4, 1996. October 23, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 26...

October 16, 1996 TO: DIRECT MARKETING COMMITTEE No. 30-96 INDUSTRY STATISTICS COMMITTEE No. 27-96 INSTITUTIONAL FUNDS COMMITTEE No. 22-96 MARKETING POLICY COMMITTEE No. 33-96 MEMBERS - ONE PER COMPLEX No. 77-96 OPERATIONS COMMITTEE No. 27-96 PENSION COMMITTEE No. 45-96 RESEARCH...

October 7, 1996 TO: OPERATIONS COMMITTEE No. 26-96 TRANSFER AGENT ADVISORY COMMITTEE No. 57-96 RE: SERVICE STANDARDS SURVEY ______________________________________________________________________________ The Transfer Agent Advisory Committee recently established a task force to develop...

October 1, 1996 TO: BOARD OF GOVERNORS No. 54-96 ACCOUNTING/TREASURERS COMMITTEE No. 39-96 FEDERAL LEGISLATION MEMBERS No. 15-96 OPERATIONS COMMITTEE No. 25-96 PENSION COMMITTEE No. 42-96 PUBLIC INFORMATION COMMITTEE No. 38-96 RE: LEGISLATION TO REPEAL ERISA’S "LIMITED SCOPE AUDIT"...