Operations Content

October 30, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 24-95 BROKER/DEALER ADVISORY COMMITTEE No. 27-95 OPERATIONS COMMITTEE No. 31-95 OPERATIONS MEMBERS No. 43-95 TRANSFER AGENT ADVISORY COMMITTEE No. 53-95 RE: UPCOMING NSCC CONVERSION TO SAME DAY FUNDS SETTLEMENT ___________...

1 See Institute Memorandum to Pension Members No. 7-95 dated January 16, 1995, and Institute Memorandum to Pension Members No. 17-95 and Tax Members No. 17-95, dated March 20, 1995. 2 See Institute Memorandum to Pension Committee No. 16-95, dated September 27, 1995 and Institute...

October 20, 1995 TO: DIRECT MARKETING COMMITTEE No. 47-95 INDUSTRY STATISTICS COMMITTEE No. 24-95 MEMBERS - ONE PER COMPLEX No. 91-95 OPERATIONS COMMITTEE No. 29-95 PENSION COMMITTEE No. 23-95 RESEARCH COMMITTEE No. 42-95 RE: Annual Mutual Fund Retirement Statistics -- 1994 __________...

October 13, 1995 TO: DIRECT MARKETING COMMITTEE No. 45-95 INDUSTRY STATISTICS COMMITTEE No. 23-95 MARKETING POLICY COMMITTEE No. 52-95 OPERATIONS COMMITTEE No. 28-95 PENSION COMMITTEE No. 19-95 RESEARCH COMMITTEE No. 40-95 SALES FORCE MARKETING COMMITTEE No. 49-95 SMALL FUNDS...

October 4, 1995 TO: COMPLIANCE COMMITTEE No. 37-95 DIRECT MARKETING COMMITTEE No. 41-95 HUMAN RESOURCES FORUM No. 11-95 MEMBERS - ONE PER COMPLEX No. 85-95 MEMBERS INTERESTED IN CONTINUING EDUCATION/TRAINING No. 1-95 OPERATIONS COMMITTEE No. 27-95 SALES FORCE MARKETING COMMITTEE No...

September 20, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 22-95 OPERATIONS COMMITTEE No. 26-95 TRANSFER AGENT ADVISORY COMMITTEE No. 47-95 RE: JOINT BANK AGENCY INTERPRETATION OF INTERAGENCY STATEMENT _____________________________________________________________________________...

September 15, 1995 TO: OPERATIONS COMMITTEE No. 25-95 RE: NOTICE OF MEETING - NOVEMBER 28, 1995 ______________________________________________________________________________ The next meeting of the Operations Committee will take place on Tuesday, November 28, 1995 at the San...

August 28, 1995 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 18-95 DIRECT MARKETING COMMITTEE No. 35-95 INDUSTRY STATISTICS COMMITTEE No. 17-95 MARKETING POLICY COMMITTEE No. 40-95 MEMBERS - ONE PER COMPLEX No. 73-95 OPERATIONS COMMITTEE No. 24-95 PENSION MEMBERS No. 38-95 PUBLIC...

July 10, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 27-95 OPERATIONS COMMITTEE No. 23-95 TRANSFER AGENT ADVISORY COMMITTEE No. 40-95 RE: ACCOUNTANT'S REPORT ON TRANSFER AGENT INTERNAL CONTROLS ______________________________________________________________________________ Rule 17Ad...

ACTION REQUESTED VIA FAX July 7, 1995 TO: TAX COMMITTEE No. 26-95 ACCOUNTING/TREASURERS COMMITTEE No. 25-95 OPERATIONS COMMITTEE No. 22-95 TRANSFER AGENT ADVISORY COMMITTEE No. 38-95 RE: SURVEY OF AVERAGE COST BASIS REPORTING PRACTICES _________________________________________________...