Operations Content

October 11, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 50-94 OPERATIONS COMMITTEE NO. 29-94 SEC RULES COMMITTEE NO. 108-94 RE: INSTITUTE LETTER CONCERNING SUITABILITY REQUIREMENTS FOR MULTIPLE CLASS AND MASTER-FEEDER FUNDS __________________________________________________________...

October 7, 1994 TO: OPERATIONS COMMITTEE NO. 28-94 RE: OPERATIONS COMMITTEE MEETING PRELIMINARY AGENDA OCTOBER 25, 1994, ATLANTA, GEORGIA __________________________________________________________ Attached you will find the preliminary agenda for the Operations Committee meeting on...

October 4, 1994 TO: OPERATIONS COMMITTEE NO. 27-94 SEC RULES COMMITTEE NO. 107-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 39-94 UNIT INVESTMENT TRUST COMMITTEE NO. 64-94 RE: INSTITUTE COMMENT LETTER ON PROPOSED T+3 SETTLEMENT FOR MUNICIPAL SECURITIES ____________________________________...

September 16, 1994 TO: INTERNATIONAL COMMITTEE NO. 15-94 OPERATIONS COMMITTEE NO. 25-94 TAX COMMITTEE NO. 31-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 36-94 RE: OCTOBER 4 MEETING ON NONRESIDENT ALIEN INVESTOR TAX COMPLIANCE ISSUES _______________________________________________________...

September 16, 1994 TO: OPERATIONS COMMITTEE NO. 26-94 RE: ADVANCE NOTICE OF OPERATIONS COMMITTEE MEETING - MARCH 18, 1995 __________________________________________________________ We are providing advance notice that the March 1995 meeting of the Operations Committee will be held on...

September 12, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 22-94 BROKER/DEALER ADVISORY COMMITTEE NO. 18-94 OPERATIONS COMMITTEE NO. 24-94 SALES FORCE MARKETING COMMITTEE NO. 36-94 RE: RULE CHANGE TO MANDATE USE OF ACAT FUND/SERV FOR BROKER TO BROKER TRANSFERS OF MUTUAL FUND...

August 17, 1994 TO: DIRECT MARKETING COMMITTEE NO. 23-94 HUMAN RESOURCES AND TRAINING NO. 3-94 HUMAN RESOURCES AND TRAINING WORKING GROUP NO. 10-94 MARKETING POLICY COMMITTEE NO. 37-94 MEMBERS - ONE PER COMPLEX NO. 58-94 OPERATIONS COMMITTEE NO. 23-94 SALES FORCE MARKETING COMMITTEE...

August 16, 1994 TO: OPERATIONS COMMITTEE NO. 22-94 RE: INVESTMENT MANAGEMENT INDUSTRY DISASTER RECOVERY SURVEY - SECOND REQUEST __________________________________________________________ This is a second request for completion of the Disaster Recovery Survey sent to you on July 6...

August 15, 1994 TO: OPERATIONS COMMITTEE NO. 21-94 RE: NOTICE OF MEETING - OCTOBER 25, 1994 __________________________________________________________ The next meeting of the Operations Committee will take place on Tuesday, October 25, 1994 at the Atlanta Hilton Hotel which is located...

July 27, 1994 TO: BROKER/DEALER ASSOCIATE MEMBERS NO. 14-94 DIRECT MARKETING COMMITTEE NO. 20-94 INDUSTRY STATISTICS COMMITTEE NO. 14-94 MARKETING POLICY COMMITTEE NO. 33-94 MEMBERS - ONE PER COMPLEX NO. 53-94 OPERATIONS COMMITTEE NO. 20-94 PENSION COMMITTEE NO. 23-94 PUBLIC...